Advisers in New York, NY
539 advisers in New York — 539 registered with SEC or state. Alphabetical. We do not rate or rank advisers.
Financial planning (210)Hourly fees (101)Flat / fixed fees (254)% of assets managed (514)Retirement plan consulting (61)
Page 4
Loom Capital Management LLCSEC registeredNo commissions reportedLuesink Stenstrom FinancialSEC registeredNo commissions reportedLumiere FinancialSEC registeredNo commissions reportedLyrical Asset Management LPSEC registeredNo commissions reportedM.D. Sass, LLCSEC registeredNo commissions reportedMace Capital Management, LLCSEC registeredNo commissions reportedMaci Family Office AdvisorsState registeredNo commissions reportedMackay Shields LLCSEC registeredNo commissions reportedMagnus Financial Group LLCSEC registeredNo commissions reportedMalatai Capital LLCSEC registeredNo commissions reported
Manhattan Wealth Management GroupSEC registeredNo commissions reportedMark Asset Management LPSEC registeredNo commissions reportedMasterworks Advisers, LLCSEC registeredNo commissions reportedMatauro, LLCSEC registeredNo commissions reportedMavros Capital Management, LLCSEC registeredNo commissions reportedMaxim Financial Advisors LLCSEC registeredNo commissions reportedMaytech Global InvestmentsSEC registeredNo commissions reportedMb Family AdvisorsSEC registeredNo commissions reportedMillburn Ridgefield LLCSEC registeredNo commissions reportedMillennial Advisers, LLC.SEC registeredNo commissions reportedMinerva Wealth AdvisorySEC registeredNo commissions reportedMint Asset Management LLCSEC registeredNo commissions reportedMio Partners, INC.SEC registeredNo commissions reportedMjb Asset Management LLCSEC registeredNo commissions reportedMoerus Capital Management LLCSEC registeredNo commissions reportedMomentum AdvisorsSEC registeredNo commissions reportedMon Capital Management LLCSEC registeredNo commissions reportedMoneylionSEC registeredNo commissions reportedMontgomery Capital Advisors LLCSEC registeredNo commissions reportedMontreux Group LLCState registeredNo commissions reportedMontrose Advisors INCSEC registeredNo commissions reportedMoor FundsState registeredNo commissions reportedMorgan Stanley Investment Management INC.SEC registeredNo commissions reportedMudrick CapitalSEC registeredNo commissions reportedMusaffa LLCSEC registeredNo commissions reportedMuseum Mile Funds LLCSEC registeredNo commissions reportedMuzinich & CO., INC.SEC registeredNo commissions reportedNerdwallet Wealth Partners, LLCSEC registeredNo commissions reportedNeuberger Berman Investment Advisers LLCSEC registeredNo commissions reportedNeville, Rodie & Shaw INCSEC registeredNo commissions reportedNew Holland Capital, LLCSEC registeredNo commissions reportedNew Legacy Group, LLCSEC registeredNo commissions reportedNew York Life Investment Management LLCSEC registeredNo commissions reportedNext Capital Management LLCSEC registeredNo commissions reportedNext Gen Advisors, LLCState registeredNo commissions reportedNext Pronto Capital AdvisorsState registeredNo commissions reportedNinety One North America, INC.SEC registeredNo commissions reportedNinth Eternity Asset Management LLCSEC registeredNo commissions reportedOberon Asset Management, LLCSEC registeredNo commissions reportedOdeon Capital Advisors LLCSEC registeredNo commissions reportedOffit CapitalSEC registeredNo commissions reportedOld Orchard Capital Management LPSEC registeredNo commissions reportedOld Slip Registered Investment Advisors, LLCSEC registeredNo commissions reportedOmen Advisory, LLCSEC registeredNo commissions reportedOnewelth INCSEC registeredNo commissions reportedOpen Field Capital LLCSEC registeredNo commissions reportedOppenheimer + Close, LLCSEC registeredNo commissions reportedOppenheimer Asset ManagementSEC registeredNo commissions reportedOptima Asset Management LPSEC registeredNo commissions reportedOrion-Archstone Asset Management INC.State registeredNo commissions reportedOsprey Private Wealth LLCSEC registeredNo commissions reportedOverbrook Management CorporationSEC registeredNo commissions reportedPapamarkou Wellner Perkin AdvisorsSEC registeredNo commissions reportedPark Avenue Securities LLCSEC registeredNo commissions reportedParkview US LLCSEC registeredNo commissions reportedPassive Management LLCSEC registeredNo commissions reportedPave Investment Advisors, LLC.SEC registeredNo commissions reportedPayne Capital Management, LLCSEC registeredNo commissions reportedPeconic Partners LLCSEC registeredNo commissions reportedPenbrook Management LLCSEC registeredNo commissions reportedPercent Advisors LLCSEC registeredNo commissions reportedPerennialSEC registeredNo commissions reportedPeter Kimmelman Asset Management LPSEC registeredNo commissions reportedPincus Capital Management, LPSEC registeredNo commissions reportedPine Ridge Advisers LLCSEC registeredNo commissions reportedPinnacle Associates, LTD.SEC registeredNo commissions reportedPivotal Advisors LLCSEC registeredNo commissions reportedPrecession Capital Management, LLCState registeredNo commissions reportedPremier Wealth Advisors, LLCSEC registeredNo commissions reportedPricap Advisors LLCSEC registeredNo commissions reportedPrinceton Value Partners LLCSEC registeredNo commissions reportedProcapita Partners, LLCSEC registeredNo commissions reportedProlific SolutionsSEC registeredNo commissions reportedProsus Wealth ManagementState registeredNo commissions reportedPublic Advisors LLCSEC registeredNo commissions reportedPzena Investment Management LLCSEC registeredNo commissions reportedQapital Invest, LLCSEC registeredNo commissions reportedQuantbaseSEC registeredNo commissions reportedQuantel Asset Management LLCSEC registeredNo commissions reportedQuantinno Capital Management LPSEC registeredNo commissions reportedQuantum Portfolio Management, LLCSEC registeredNo commissions reportedQuent Capital, LLCSEC registeredNo commissions reportedQuint Capital ManagementSEC registeredNo commissions reportedRadix Organization, INC.SEC registeredNo commissions reportedRaga Partners LPSEC registeredNo commissions reportedRaine Capital LLCSEC registeredNo commissions reportedRamirez Asset Management, INC.SEC registeredNo commissions reportedRatson Advisory LLCSEC registeredNo commissions reportedRbc Capital Markets, LLCSEC registeredNo commissions reportedRbc Rochdale, LLCSEC registeredNo commissions reported
Talking to advisers in New York? Ask each for its Form CRS and Form ADV Part 2A brochure, ask “Are you a fiduciary at all times for my accounts?”, and get every fee in writing. See questions to ask.
Listed from SEC Investment Adviser Public Disclosure — compilation reports, SEC IAPD firm summaries. Order: alphabetical — we do not rank advisers — never paid. Is something wrong? Tell us.