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Advisers in New York, NY

539 advisers in New York — 539 registered with SEC or state. Alphabetical. We do not rate or rank advisers.

Financial planning (210)Hourly fees (101)Flat / fixed fees (254)% of assets managed (514)Retirement plan consulting (61)

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Ubs Asset Management (Americas) LLC1285 Avenue of the Americas · New York, NY 10019 · (212) 713-2000 · Flat / fixed feesCRD 106838 · % of assets, Fixed fees, Performance-based fees · $588.2 billion AUMSEC registeredNo commissions reported United Advisors Investment Management, LLC475 Fifth Avenue · New York, NY 10017 · (212) 444-2362 · % of assets managedCRD 164908 · % of assetsSEC registeredNo commissions reported Valley Financial Management, INC.350 Madison Ave., Compliance 4th Floor · New York, NY 10017 · (212) 407-4362 · % of assets managedCRD 105387 · % of assets · $473,254 AUMSEC registeredNo commissions reported Valorem LLC551 Madison Avenue, 12th Floor · New York, NY 10022 · (917) 837-8846 · Financial planningCRD 339215 · % of assets, Fixed fees · $54.3 million AUMSEC registeredNo commissions reported Value Investment Professionals, LLC125 Park Avenue, 25th Floor · New York, NY 10017 · (646) 383-7757 · Hourly feesCRD 164704 · % of assets, Hourly charges, Performance-based fees · $246.7 million AUMSEC registeredNo commissions reported Valur Robo Advisors500 8th Avenue,, Frnt 3 #1851 · New York, NY 10018 · (415) 968-9304 · % of assets managedCRD 318675 · % of assets · $26,526 AUMSEC registeredNo commissions reported Vanda Research Corp401 Park Avenue South, Suite 929 · New York, NY 10016 · (917) 757-8475 · Flat / fixed feesCRD 289952 · Subscription fees, Fixed fees, OtherState registeredNo commissions reported Vanderbilt Avenue Asset Management LLC745 Fifth Avenue, 5th Floor · New York, NY 10151 · (212) 973-2200 · Flat / fixed feesCRD 145370 · % of assets, Fixed fees · $241.9 million AUMSEC registeredNo commissions reported Vanquour LLC3 World Trade Center, 38th Floor, 175 Greenwich Street · New York, NY 10007 · (646) 797-1616 · Financial planningCRD 317552 · % of assets, Hourly charges, Fixed fees · $67.0 million AUMSEC registeredNo commissions reported Vantar276 5th Avenue,, Suite 704 · New York, NY 10001 · (201) 497-4207 · % of assets managedCRD 333196 · % of assets · $40,000 AUMSEC registeredNo commissions reported

Vectors Asset Management65 Bleecker Street, 5th Floor · New York, NY 10012 · (212) 431-0857 · Financial planningCRD 137772 · % of assets, Fixed fees · $1.0 billion AUMSEC registeredNo commissions reported Vestwell Advisors LLC360 Madison Avenue, 15th Floor · New York, NY 10017 · (917) 979-5358 · Flat / fixed feesCRD 284173 · % of assets, Fixed fees · $1.0 billion AUMSEC registeredNo commissions reported Vinci Partners USA590 Madison Avenue, 33rd Floor · New York, NY 10022 · (646) 559-8000 · % of assets managedCRD 162399 · % of assets, Performance-based fees · $327.0 million AUMSEC registeredNo commissions reported Voya Investment Management CO. LLC200 Park Avenue · New York, NY 10166 · (212) 309-8200 · % of assets managedCRD 106494 · % of assets, Performance-based fees · $274.9 billion AUMSEC registeredNo commissions reported Wahed27 East 28th Street, 8th Floor · New York, NY 10016 · (855) 976-4747 · % of assets managedCRD 242793 · % of assets · $1.3 billion AUMSEC registeredNo commissions reported Walker Capital Advisors401 Park Avenue South, 10th Floor · New York, NY 10016 · (347) 258-9625 · Hourly feesCRD 284621 · % of assets, Hourly charges · $12.5 million AUMState registeredNo commissions reported Wallstreeti.com48 Wall Street, 11th Floor · New York, NY 10005 · (855) 888-9255 · Flat / fixed feesCRD 123567 · % of assets, Fixed fees · $105.2 million AUMSEC registeredNo commissions reported Washington Square Capital Management LLC250 Broadway, 24th Flr · New York, NY 10007 · (646) 450-9772 · Financial planningCRD 150335 · % of assets, Fixed fees · $90.4 million AUMSEC registeredNo commissions reported Watch Hill Advisors, LLC630 Fifth Ave. Ste 2508, C/O Sedhom Law · New York, NY 10011 · (201) 320-1502 · % of assets managedCRD 159994 · % of assets · $6.1 million AUMState registeredNo commissions reported Water Asset Management, LLC400 Madison Ave, Suite 11b · New York, NY 10017 · (212) 754-5132 · % of assets managedCRD 151508 · % of assets, Performance-based fees · $780.9 million AUMSEC registeredNo commissions reported Wealthedge Investment Advisors, LLC99 Park Ave., Suite 1920 · New York, NY 10016 · (212) 687-3600 · % of assets managedCRD 126337 · % of assets, Other · $472.1 million AUMSEC registeredNo commissions reported Wealthmeup Advisors LLC295 Madison Ave, 2nd Floor · New York, NY 10017 · (475) 287-8035 · % of assets managedCRD 335157 · % of assets · $75,931 AUMSEC registeredNo commissions reported Wealthspire Advisors521 Fifth Avenue, 15th Floor · New York, NY 10175 · (212) 973-1200 · Financial planningCRD 106181 · % of assets, Fixed fees, Other · $34.3 billion AUMSEC registeredNo commissions reported Welara136 Madison Avenue, 6th Floor, #5155 · New York, NY 10016 · (917) 524-6125 · Hourly feesCRD 334534 · % of assets, Hourly charges, Fixed fees · $83.7 million AUMSEC registeredNo commissions reported Wellington Shields & CO., LLC60 Broad St., 39th Floor · New York, NY 10004 · (212) 320-2000 · Flat / fixed feesCRD 149021 · % of assets, Fixed fees · $546.0 million AUMSEC registeredNo commissions reported Wellington Shields Capital Management, LLC60 Broad St., 39th Floor · New York, NY 10004 · (212) 320-3000 · Flat / fixed feesCRD 150529 · % of assets, Fixed fees · $1.2 billion AUMSEC registeredNo commissions reported Wembley Strategic Advisory LLC6 St. John's Lane · New York, NY 10013 · (212) 495-9806 · Hourly feesCRD 305692 · % of assets, Hourly charges, Fixed fees · $695.2 million AUMSEC registeredNo commissions reported Westfuller Advisors, LLC1185 Avenue of the Americas, Suite 319 · New York, NY 10036 · (212) 219-6198 · Financial planningCRD 155054 · % of assets, Fixed fees · $3.4 billion AUMSEC registeredNo commissions reported Wharton Wealth Planning, LLC3 Columbus Circle, Floor 15 · New York, NY 10019 · (646) 450-7021 · Financial planningCRD 319716 · % of assets, Hourly charges, Fixed fees · $36.9 million AUMSEC registeredNo commissions reported Wilkinson Global Asset Management LLC1270 6th Avenue, 9th Floor · New York, NY 10020 · (212) 301-6864 · % of assets managedCRD 292470 · % of assets · $1.9 billion AUMSEC registeredNo commissions reported Willcox Wealth Management33 W 60th St, Suite 231 · New York, NY 10023 · (978) 888-3012 · Financial planningCRD 335728 · % of assets, Fixed fees · $3.3 million AUMState registeredNo commissions reported Williams Jones Wealth Management, LLC717 Fifth Avenue, 11th Floor · New York, NY 10022 · (212) 935-8750 · Financial planningCRD 301925 · % of assets · $12.5 billion AUMSEC registeredNo commissions reported Willow Wealth245 Fifth Avenue, 21st Floor · New York, NY 10016 · (844) 943-5378 · % of assets managedCRD 282487 · % of assets, Performance-based fees · $1.6 billion AUMSEC registeredNo commissions reported Wingspan Capital, LLC667 Madison Avenue, 5th Floor · New York, NY 10065 · (917) 722-3883 · % of assets managedCRD 307759 · % of assets, Performance-based fees · $94.5 million AUMSEC registeredNo commissions reported Wise Wealth Management, LLC100 Park Avenue, Suite 1600 · New York, NY 10017 · (212) 567-1416 · Financial planningCRD 133614 · % of assets · $130.1 million AUMSEC registeredNo commissions reported Youhe Advisors LLC152 W 57th Street 28th FL. · New York, NY 10019 · (646) 481-1398 · Financial planningCRD 289259 · % of assets, Hourly charges, Fixed fees · $252,000 AUMState registeredNo commissions reported Zephyr Management, L.P.12 East 49th Street, 41st Floor · New York, NY 10017 · (212) 508-9400 · % of assets managedCRD 129683 · % of assets, Performance-based fees, Other · $256.3 million AUMSEC registeredNo commissions reported Zoe Financial, INC.666 Third Ave., 6th Floor · New York, NY 10017 · (646) 680-9244 · Financial planningCRD 285158 · % of assets, Other · $283.5 million AUMSEC registeredNo commissions reported Zor Capital, LLC477 Madison Ave., 6th Floor · New York, NY 10022 · (646) 480-7463 · % of assets managedCRD 156830 · % of assets, Performance-based fees · $29.5 million AUMState registeredNo commissions reported

Talking to advisers in New York? Ask each for its Form CRS and Form ADV Part 2A brochure, ask “Are you a fiduciary at all times for my accounts?”, and get every fee in writing. See questions to ask.

Listed from SEC Investment Adviser Public Disclosure — compilation reports, SEC IAPD firm summaries. Order: alphabetical — we do not rank advisers — never paid. Is something wrong? Tell us.