Fee-OnlyFinder

Flat / fixed fees in New York, NY

254 advisers in New York offering flat / fixed fees. Firms that report fixed or subscription fees (Item 5.E(3)–(4)), such as a flat annual retainer or a one-time plan.

All 254

9d Capital LLC244 5th Ave Ste 1211 · New York, NY 10001 · (212) 729-3498 · Financial planningCRD 308524 · % of assets, Fixed fees, Performance-based fees · $10.6 million AUMState registeredNo commissions reportedAboveboard Wealth Management, LLC246 Fifth Avenue, Floor 5 · New York, NY 10001 · (917) 509-2537 · Financial planningCRD 298303 · Fixed feesState registeredNo commissions reportedAces Advisors99 Wall Street, Ste 3311 · New York, NY 10005 · (212) 862-3100 · Financial planningCRD 315407 · % of assets, Fixed fees · $1.3 million AUMState registeredNo commissions reportedAddigence Corporation200 Vesey Street, 24th Floor · New York, NY 10281 · (917) 923-9649 · Flat / fixed feesCRD 323504 · Fixed fees, Performance-based feesSEC registeredNo commissions reportedAlinea Advisory Services LLC46 Howard Street · New York, NY 10013 · (516) 469-9482 · Flat / fixed feesCRD 311782 · Subscription fees · $66.6 million AUMSEC registeredNo commissions reportedAllen Investment Management, LLC711 Fifth Avenue, 10th Floor · New York, NY 10022 · (212) 832-8000 · Flat / fixed feesCRD 124454 · % of assets, Fixed fees, Performance-based fees · $16.9 billion AUMSEC registeredNo commissions reportedAltfest Personal Wealth Management445 Park Avenue, 6th Floor · New York, NY 10022 · (212) 406-0850 · Financial planningCRD 110130 · % of assets, Hourly charges, Fixed fees · $1.8 billion AUMSEC registeredNo commissions reportedAmerican Centurion Financial LLCOne Rockefeller Plaza, Floor 10 · New York, NY 10020 · (516) 521-7505 · Financial planningCRD 166057 · % of assets, Hourly charges, Fixed fees · $65.0 million AUMState registeredNo commissions reportedAmerican Financial & Tax Strategies, INC.1650 Broadway, Suite 1405 · New York, NY 10019 · (212) 315-0345 · Financial planningCRD 115559 · % of assets, Hourly charges, Fixed fees · $279.4 million AUMSEC registeredNo commissions reportedAmvoy Wealth450 Park Ave South · New York, NY 10016 · (929) 424-9142 · Financial planningCRD 333518 · % of assets, Fixed fees · $100,000 AUMState registeredNo commissions reported
Anchr Technologies Ria LLC136 Madison Avenue,, 5th Floor · New York, NY 10016 · (646) 543-4771 · Flat / fixed feesCRD 340245 · Subscription feesSEC registeredNo commissions reportedAndrew Garrett, INC.230 Park Avenue 3rd Floor West · New York, NY 10169 · (212) 682-8833 · Financial planningCRD 29931 · % of assets, Hourly charges, Fixed fees · $521.3 million AUMSEC registeredNo commissions reportedApogem Capital LLC299 Park Avenue, 37th Floor · New York, NY 10171 · (212) 601-3600 · Flat / fixed feesCRD 309234 · % of assets, Fixed fees, Performance-based fees · $43.8 billion AUMSEC registeredNo commissions reportedAppomattox Advisory, INC551 5th Ave, 26th Floor · New York, NY 10176 · (212) 895-3000 · Flat / fixed feesCRD 153731 · % of assets, Fixed fees, Performance-based fees · $425.6 million AUMSEC registeredNo commissions reportedArax Advisory Partners10 East 53rd Street, 14th Floor · New York, NY 10022 · (646) 777-1823 · Financial planningCRD 133535 · % of assets, Hourly charges, Fixed fees · $26.5 billion AUMSEC registeredNo commissions reportedArcadia Investment Partners152 West 57th Street, 47th Floor · New York, NY 10019 · (212) 931-5296 · Flat / fixed feesCRD 161426 · Fixed fees, Performance-based fees, Other · $1.4 billion AUMSEC registeredNo commissions reportedArch Global Advisors, LLC215 Lexington Avenue, Suite 17b · New York, NY 10016 · (212) 991-8807 · Financial planningCRD 297397 · % of assets, Fixed fees · $230.9 million AUMSEC registeredNo commissions reportedArgus Investors' Counsel, INC.61 Broadway, Suite 1910 · New York, NY 10006 · (212) 425-7500 · Flat / fixed feesCRD 106981 · % of assets, Fixed fees · $137.3 million AUMSEC registeredNo commissions reportedAscent Systematic Advisors LLC535 Fifth Avenue, Floor 4 · New York, NY 10036 · (917) 826-2703 · Flat / fixed feesCRD 307199 · % of assets, Fixed fees · $1.1 million AUMState registeredNo commissions reportedAspire Wealth Advisory Group, LLC1 Rockefeller Plaza, Floor 23 · New York, NY 10020 · (212) 540-9490 · Financial planningCRD 338618 · % of assets, Fixed fees · $6.2 million AUMSEC registeredNo commissions reportedAstoria Portfolio Advisors LLC500 7th Avenue, 9th Floor · New York, NY 10018 · (212) 381-6185 · Financial planningCRD 288271 · % of assets, Hourly charges, Fixed fees · $977.6 million AUMSEC registeredNo commissions reportedAtlas Meridian Capital LLC200 Broadway, Suite 211 · New York, NY 10038 · (605) 776-7737 · Financial planningCRD 336483 · % of assets, Fixed fees · $20.1 million AUMState registeredNo commissions reportedAutopilot821 Broadway, 4th Floor · New York, NY 10003 · (646) 574-4316 · Flat / fixed feesCRD 331749 · % of assets, Fixed fees · $892.4 million AUMSEC registeredNo commissions reportedAvestar Capital, LLC400 Madison Avenue, Floor 21 · New York, NY 10017 · (212) 706-4140 · Financial planningCRD 287525 · % of assets, Fixed fees · $2.1 billion AUMSEC registeredNo commissions reportedAvrio Wealth LLC745 5th Ave,, #500 · New York, NY 10151 · (646) 825-3957 · Financial planningCRD 337579 · % of assets, Hourly charges, Fixed fees · $27.3 million AUMSEC registeredNo commissions reportedBbr Partners, LLC55 East 52nd Street, 18th Floor · New York, NY 10055 · (212) 313-9870 · Financial planningCRD 109688 · % of assets, Fixed fees, Performance-based fees · $36.5 billion AUMSEC registeredNo commissions reportedBeatrice Advisors LP52 Vanderbilt Ave, Suite 1405 · New York, NY 10017 · (212) 688-1261 · Financial planningCRD 332668 · % of assets, Fixed fees · $282.3 million AUMSEC registeredNo commissions reportedBeekman Financial Planning LLC353 East 54th Street, Ste. 3w · New York, NY 10022 · (212) 729-9244 · Financial planningCRD 166150 · % of assets, Hourly charges, Fixed fees · $8.5 million AUMState registeredNo commissions reportedBelzberg & CO.680 Fifth Avenue, 24th Floor · New York, NY 10019 · (212) 390-9768 · Financial planningCRD 315114 · % of assets, Fixed fees, Performance-based fees · $2.3 billion AUMSEC registeredNo commissions reportedBienville Capital Management, LLC521 Fifth Avenue, 35th Floor · New York, NY 10175 · (212) 226-7348 · Flat / fixed feesCRD 149320 · % of assets, Fixed fees, Performance-based fees · $4.5 billion AUMSEC registeredNo commissions reportedBlackdiamond Wealth Management, LLC31 Hudson Yards, Floor 10, Suite 55 · New York, NY 10001 · (212) 784-6999 · Financial planningCRD 291459 · % of assets, Fixed fees · $424.0 million AUMSEC registeredNo commissions reportedBlackrock Financial Management, INC50 Hudson Yards · New York, NY 10001 · (212) 810-5300 · Flat / fixed feesCRD 107105 · % of assets, Fixed fees, Performance-based fees · $1595.1 billion AUMSEC registeredNo commissions reportedBleichroeder LP1345 Avenue of the Americas, 47th Floor · New York, NY 10105 · (212) 984-3815 · Flat / fixed feesCRD 304295 · % of assets, Fixed fees, Performance-based fees · $2.4 billion AUMSEC registeredNo commissions reportedBlue Square Asset Management, LLC17 State Street, 40th Floor · New York, NY 10004 · (646) 928-8000 · Financial planningCRD 296802 · % of assets, Fixed fees, Performance-based fees · $410.3 million AUMSEC registeredNo commissions reportedBny Mellon Advisors, INC.200 Park Avenue · New York, NY 10166 · (212) 495-1784 · Financial planningCRD 106108 · % of assets, Fixed fees, Performance-based fees · $33.5 billion AUMSEC registeredNo commissions reportedBone Fide Wealth7 World Trade Center, 46th Floor · New York, NY 10007 · (212) 390-1161 · Financial planningCRD 301066 · % of assets, Hourly charges, Fixed fees · $126.7 million AUMSEC registeredNo commissions reportedBoyar Asset Management, INC.667 Madison Avenue, 5th Floor · New York, NY 10065 · (212) 995-8300 · Flat / fixed feesCRD 105255 · % of assets, Fixed fees, Performance-based fees · $228.2 million AUMSEC registeredNo commissions reportedBqs Financial Advisors, LLC575 Fifth Avenue, 14th Floor · New York, NY 10017 · (917) 939-0632 · Flat / fixed feesCRD 333795 · % of assets, Fixed fees · $226.4 million AUMSEC registeredNo commissions reportedBrave Eagle Wealth Management48 Wall Street, Suite 1100 · New York, NY 10005 · (212) 918-4746 · Financial planningCRD 283307 · % of assets, Hourly charges, Fixed fees · $101.0 million AUMSEC registeredNo commissions reportedBrazen Capital, LLC99 Wall Street, Suite 1701 · New York, NY 10005 · (917) 847-7662 · Financial planningCRD 300746 · % of assets, Subscription fees, Fixed fees · $6.2 million AUMState registeredNo commissions reportedBrookfield Public Securities Group LLCBrookfield Place, 225 Liberty Street · New York, NY 10281 · (212) 417-7000 · Flat / fixed feesCRD 110497 · % of assets, Fixed fees, Performance-based fees · $66.5 billion AUMSEC registeredNo commissions reportedBrooklawn Capital Advisors555 Madison Avenue, 24th Floor · New York, NY 10022 · (212) 339-8590 · Financial planningCRD 287796 · Fixed fees · $124.0 million AUMSEC registeredNo commissions reportedBryant Group Advisors42 Broadway, Suite 12-491 · New York, NY 10004 · (212) 710-1358 · Flat / fixed feesCRD 277095 · % of assets, Fixed fees · $3.0 million AUMState registeredNo commissions reportedBryden-Abrams Investment Management LLC485 Madison Avenue, Suite 713 · New York, NY 10022 · (212) 850-1127 · Flat / fixed feesCRD 143124 · % of assets, Fixed fees · $45.0 million AUMSEC registeredNo commissions reportedCalado Capital100 Park Ave 16th Flr · New York, NY 10017 · (248) 227-5785 · Financial planningCRD 324440 · % of assets, Hourly charges, Fixed fees · $1.4 million AUMState registeredNo commissions reportedCannell & Spears LLC535 Madison Avenue, 14th Floor · New York, NY 10022 · (212) 752-5255 · Financial planningCRD 142633 · % of assets, Fixed fees, Performance-based fees · $7.0 billion AUMSEC registeredNo commissions reportedCantor Fitzgerald Investment Advisors110 East 59th Street, 7th Floor · New York, NY 10022 · (212) 915-1722 · Financial planningCRD 159296 · % of assets, Hourly charges, Fixed fees · $3.2 billion AUMSEC registeredNo commissions reportedCentral Family Advisors, LLC370 Lexington Avenue, Suite 701 · New York, NY 10017 · (917) 993-7115 · Financial planningCRD 283995 · Fixed fees · $608.3 million AUMSEC registeredNo commissions reportedCerity Partners LLC99 Park Avenue, 16th Floor · New York, NY 10016 · (212) 850-4260 · Financial planningCRD 151559 · % of assets, Hourly charges, Fixed fees · $161.7 billion AUMSEC registeredNo commissions reportedCh Global Capital Management, LLC445 Park Avenue, Ste. 15e · New York, NY 10022 · (646) 350-0341 · Flat / fixed feesCRD 283431 · % of assets, Fixed fees, Performance-based fees · $529.1 million AUMSEC registeredNo commissions reportedChemistry Wealth Management LLC115 Broadway, Suite 1801 · New York, NY 10006 · (212) 970-8900 · Financial planningCRD 316069 · % of assets, Hourly charges, Fixed fees · $1.3 billion AUMSEC registeredNo commissions reportedChesapeake Asset Management LLC126 E 56th St, Suite 410 · New York, NY 10022 · (212) 218-4040 · Flat / fixed feesCRD 108994 · % of assets, Fixed fees, Performance-based fees · $468.8 million AUMSEC registeredNo commissions reportedCircle Advisers INC420 Lexington Avenue, Suite 2500 · New York, NY 10170 · (212) 885-4200 · Financial planningCRD 110818 · % of assets, Hourly charges, Fixed fees · $868.2 million AUMSEC registeredNo commissions reportedCirrus Research, LLC110 West 40th Street, Suite 1103 · New York, NY 10018 · (914) 289-1411 · Flat / fixed feesCRD 143800 · Fixed fees, OtherState registeredNo commissions reportedCitigroup Global Markets INC.388 Greenwich Street · New York, NY 10013 · (212) 816-6000 · Financial planningCRD 7059 · % of assets, Fixed fees · $56.0 billion AUMSEC registeredNo commissions reportedCitrin Cooperman Wealth Management, LLC50 Rockefeller Plaza · New York, NY 10020 · (212) 697-1000 · Financial planningCRD 317528 · % of assets, Fixed fees · $1.7 billion AUMSEC registeredNo commissions reportedClarus Group LLC1120 Avenue of Americas, 4th Floor · New York, NY 10036 · (732) 325-0456 · Financial planningCRD 310156 · % of assets, Hourly charges, Fixed fees · $158.0 million AUMSEC registeredNo commissions reportedClearbrook Investment Solutions LLC21 West 46th Street, Suite 1507 · New York, NY 10036 · (212) 359-0290 · Flat / fixed feesCRD 155607 · % of assets, Fixed fees · $149.9 million AUMSEC registeredNo commissions reportedCloverhill Capital Management447 Broadway, 2nd Flr, #1074 · New York, NY 10013 · (631) 265-1695 · Financial planningCRD 175302 · % of assets, Fixed fees · $9.1 million AUMState registeredNo commissions reportedCompound Planning, INC.115 Broadway, 5th Floor · New York, NY 10006 · (888) 533-9364 · Financial planningCRD 171787 · % of assets, Fixed fees, Other · $4.8 billion AUMSEC registeredNo commissions reportedCordoba Advisory Partners LLC488 Madison Avenue, 24th Floor · New York, NY 10022 · (917) 746-4806 · Financial planningCRD 310199 · % of assets, Hourly charges, Fixed fees · $2.8 billion AUMSEC registeredNo commissions reportedCorinthian Partners Asset Management LLC275 Madison Avenue, 8th Floor · New York, NY 10016 · (212) 287-1552 · Financial planningCRD 109385 · % of assets, Hourly charges, Fixed fees · $62.9 million AUMSEC registeredNo commissions reportedCrewcial Partners LLC810 7th Avenue, 32nd Floor · New York, NY 10019 · (212) 218-4900 · Flat / fixed feesCRD 131570 · % of assets, Fixed fees, Performance-based fees · $971.6 million AUMSEC registeredNo commissions reportedCross Border Wealth, LLC230 Park Avenue, 4th Floor West · New York, NY 10169 · (646) 688-5333 · Flat / fixed feesCRD 288330 · % of assets, Fixed fees · $221.9 million AUMSEC registeredNo commissions reportedCsm Capital Corporation654 Madison Avenue, 6th Floor · New York, NY 10065 · (212) 400-9551 · Flat / fixed feesCRD 129789 · % of assets, Fixed fees, Performance-based fees · $1.8 billion AUMSEC registeredNo commissions reportedDelta & Gamma Capital Management LLC1120 Ave of Americas, 4th FL · New York, NY 10036 · (646) 330-8119 · Financial planningCRD 282317 · % of assets, Hourly charges, Fixed fees · $10.5 million AUMState registeredNo commissions reportedDomain Money Advisors, LLC32 Mercer St., 3rd Floor · New York, NY 10013 · (646) 970-6926 · Financial planningCRD 316434 · Hourly charges, Subscription fees, Fixed fees · $43.3 million AUMSEC registeredNo commissions reportedDouglass Winthrop Advisors LLC521 Fifth Avenue, 19th Floor · New York, NY 10175 · (212) 557-7680 · Flat / fixed feesCRD 108680 · % of assets, Fixed fees, Other · $6.5 billion AUMSEC registeredNo commissions reportedDws Investment Management Americas, INC.875 Third Avenue · New York, NY 10022 · (212) 454-4500 · Flat / fixed feesCRD 104518 · % of assets, Fixed fees, Performance-based fees · $199.7 billion AUMSEC registeredNo commissions reportedEagle Bay Family Office7 World Trade Center, 250 Greenwich Street, 46th Floor · New York, NY 10007 · (212) 634-7879 · Financial planningCRD 281675 · % of assets, Hourly charges, Fixed fees · $680.8 million AUMSEC registeredNo commissions reportedEagle Strategies LLC51 Madison Avenue, 12th Floor · New York, NY 10010 · (888) 695-3245 · Financial planningCRD 110826 · % of assets, Hourly charges, Fixed fees · $32.0 billion AUMSEC registeredNo commissions reportedEaglebrook Advisors205 Hudson Street, 7th Floor · New York, NY 10013 · (786) 807-7374 · Flat / fixed feesCRD 304438 · % of assets, Fixed fees · $342.0 million AUMSEC registeredNo commissions reportedEast End Advisors, LLC610 Fifth Avenue 3rd Floor · New York, NY 10020 · (212) 218-8137 · Financial planningCRD 147144 · % of assets, Fixed fees · $6.1 billion AUMSEC registeredNo commissions reportedEhrenkranz Partners L.P.375 Park Avenue · New York, NY 10152 · (212) 891-8600 · Flat / fixed feesCRD 131728 · % of assets, Fixed fees, Performance-based fees · $21.5 billion AUMSEC registeredNo commissions reportedElco Management Company, LLC369 Lexington Avenue, 3rd Floor · New York, NY 10017 · (212) 603-7582 · Flat / fixed feesCRD 137036 · % of assets, Fixed fees, Performance-based fees · $261.2 million AUMSEC registeredNo commissions reportedEllevest228 Park Ave S, Pmb 94934 · New York, NY 10003 · (844) 355-7100 · Financial planningCRD 175476 · % of assets, Fixed fees, Other · $1.1 billion AUMSEC registeredNo commissions reportedEpoch Investment Partners, INC.1 Vanderbilt Avenue, 23rd Floor · New York, NY 10017 · (212) 303-7200 · Flat / fixed feesCRD 131556 · % of assets, Fixed fees, Performance-based fees · $29.7 billion AUMSEC registeredNo commissions reportedEquitable Advisors, LLC1345 Avenue of the Americas · New York, NY 10105 · (212) 314-4600 · Financial planningCRD 6627 · % of assets, Hourly charges, Fixed fees · $42.5 billion AUMSEC registeredNo commissions reportedEstabrook Capital Management LLC900 Third Avenue, Suite 502 · New York, NY 10022 · (212) 605-5500 · Financial planningCRD 128856 · % of assets, Fixed fees · $933.3 million AUMSEC registeredNo commissions reportedEureka Wealth Solutions697 West End Ave, #8c · New York, NY 10025 · (646) 927-0871 · Financial planningCRD 175087 · % of assets, Hourly charges, Fixed fees · $25.2 million AUMState registeredNo commissions reportedEvercore Wealth Management, LLC55 East 52nd Street, 23rd Floor · New York, NY 10055 · (212) 822-7620 · Financial planningCRD 148399 · % of assets, Fixed fees, Other · $15.5 billion AUMSEC registeredNo commissions reportedExceed Advisory LLC79 Madison Ave., 3rd Floor · New York, NY 10016 · (646) 580-7046 · Flat / fixed feesCRD 170403 · % of assets, Fixed fees · $119.2 million AUMSEC registeredNo commissions reportedFamily Manage LLC155 E. 44th Street, 21st Floor · New York, NY 10017 · (212) 872-9600 · Financial planningCRD 104951 · % of assets, Fixed fees · $5.3 billion AUMSEC registeredNo commissions reportedFenix TradingOne World Trade Center, 85th Floor · New York, NY 10007 · (646) 652-6561 · Hourly feesCRD 291069 · % of assets, Hourly charges, Fixed fees · $160.4 million AUMSEC registeredNo commissions reportedFidare Wealth Solutions LLC136 Madison Avenue, 6th Floor · New York, NY 10016 · (347) 866-3225 · Financial planningCRD 331122 · % of assets, Hourly charges, Fixed fees · $14.2 million AUMState registeredNo commissions reportedFiduciary Management Group, LLC1120 Avenue of the Americas, 4th Floor · New York, NY 10036 · (212) 626-6581 · Financial planningCRD 136612 · % of assets, Hourly charges, Fixed fees · $70.7 million AUMSEC registeredNo commissions reportedFinancehq LLC1460 Broadway, Floor 16 · New York, NY 10036 · (415) 234-3884 · Flat / fixed feesCRD 325157 · Subscription fees, Fixed feesSEC registeredNo commissions reportedFinancial Decisions, LLC780 Third Avenue, 18th Floor · New York, NY 10017 · (212) 920-3470 · Financial planningCRD 107755 · % of assets, Hourly charges, Fixed fees · $327.7 million AUMSEC registeredNo commissions reportedFinhabits Advisors, LLC413 W 14th Street, Suite 200 · New York, NY 10014 · (212) 596-7292 · Financial planningCRD 210522 · % of assets, Subscription fees · $116.0 million AUMSEC registeredNo commissions reportedFlores Wealth Planning, LLC48 Wall Street, Suite 1100 · New York, NY 10005 · (917) 740-3898 · Financial planningCRD 173706 · % of assets, Hourly charges, Fixed fees · $3.0 million AUMState registeredNo commissions reportedFocus Asset Management LLC555 Madison Avenue, 5th Floor · New York, NY 10022 · (646) 484-8804 · Financial planningCRD 304183 · % of assets, Fixed fees · $15.6 million AUMState registeredNo commissions reportedFord Financial Solutions, LLC1345 Avenue of the Americas · New York, NY 10105 · (212) 799-0631 · Financial planningCRD 282588 · Hourly charges, Fixed fees, Other · $20.9 million AUMState registeredNo commissions reportedFruitful335 Madison Ave., Suite 5h · New York, NY 10017 · (833) 784-8050 · Financial planningCRD 322603 · Subscription fees · $25.2 million AUMSEC registeredNo commissions reportedGlenview Wealth LLC27 W 60th Street, #20013 · New York, NY 10023 · (646) 801-8475 · Financial planningCRD 328073 · Hourly charges, Fixed feesState registeredNo commissions reportedGoalvest Advisory LLC4 World Trade Center, Suite 2908 · New York, NY 10007 · (646) 941-8458 · Financial planningCRD 285374 · % of assets, Hourly charges, Fixed fees · $777.6 million AUMSEC registeredNo commissions reportedGoldman Sachs Asset Management, L.P.200 West Street · New York, NY 10282 · (212) 902-1000 · Flat / fixed feesCRD 107738 · % of assets, Fixed fees, Performance-based fees · $2648.9 billion AUMSEC registeredNo commissions reportedGotham Block, LLC99 Wall Street, Suite 439 · New York, NY 10005 · (212) 729-8001 · Financial planningCRD 290005 · % of assets, Hourly charges, Fixed feesState registeredNo commissions reportedGrandfield & Dodd, LLC28 Liberty Street, Suite 5901 · New York, NY 10005 · (212) 477-9626 · Flat / fixed feesCRD 110971 · % of assets, Fixed fees · $2.2 billion AUMSEC registeredNo commissions reportedGravity Capital Management LLC80 Eighth Avenue, Suite 1402 · New York, NY 10011 · (917) 558-4968 · Flat / fixed feesCRD 137083 · % of assets, Fixed fees, Performance-based fees · $94.0 million AUMSEC registeredNo commissions reportedGreenline Partners521 Fifth Avenue, Suite 1706 · New York, NY 10175 · (646) 470-8714 · Financial planningCRD 164192 · % of assets, Fixed fees · $1.4 billion AUMSEC registeredNo commissions reportedGuardian Wealth Partners, LLC10 Hudson Yards · New York, NY 10001 · (800) 879-6934 · Financial planningCRD 310203 · % of assets, Hourly charges, Fixed fees · $191.4 million AUMSEC registeredNo commissions reportedGuggenheim Partners Investment Management, LLC330 Madison Avenue, 10th Floor · New York, NY 10017 · (212) 739-0700 · Flat / fixed feesCRD 137432 · % of assets, Fixed fees, Performance-based fees · $240.7 billion AUMSEC registeredNo commissions reportedGuggenheim Private Investments, LLC330 Madison Avenue, 10th Floor · New York, NY 10017 · (212) 518-9010 · Flat / fixed feesCRD 331479 · % of assets, Fixed fees, Performance-based fees · $349.5 million AUMSEC registeredNo commissions reportedGuzhuna Asset Management100 Church Street, Suite 841 · New York, NY 10007 · (212) 812-2494 · Financial planningCRD 338969 · % of assets, Hourly charges, Fixed feesState registeredNo commissions reportedHorizon Financial Advisors LLC666 Third Avenue, Suite 1702 · New York, NY 10017 · (917) 261-5355 · Financial planningCRD 297768 · % of assets, Fixed feesState registeredNo commissions reportedHorizon Kinetics Asset Management LLC1270 Avenue of the Americas, 27th Floor · New York, NY 10020 · (646) 291-2300 · Flat / fixed feesCRD 106096 · % of assets, Subscription fees, Fixed fees · $9.6 billion AUMSEC registeredNo commissions reportedHsbc Securities (USA) INC.66 Husdson Boulevard East · New York, NY 10001 · (212) 525-2879 · Flat / fixed feesCRD 19585 · % of assets, Fixed fees, Performance-based fees · $3.8 billion AUMSEC registeredNo commissions reportedHurley Capital, LLC299 Park Avenue, 21st Floor · New York, NY 10171 · (212) 605-0665 · Financial planningCRD 130051 · % of assets, Fixed fees · $326.1 million AUMSEC registeredNo commissions reportedIadvise Partners747 Third Avenue, Ste. 34b · New York, NY 10017 · (212) 686-4601 · Flat / fixed feesCRD 168564 · % of assets, Fixed fees · $224.5 million AUMSEC registeredNo commissions reportedIdb Lido Wealth, LLC1114 6th Avenue, 9th Floor · New York, NY 10036 · (646) 839-9793 · Financial planningCRD 322488 · % of assets, Hourly charges, Fixed fees · $478.4 million AUMSEC registeredNo commissions reportedIfc Personal Money Managers, INC.441 West End, Suite 1i · New York, NY 10024 · (212) 721-8713 · Financial planningCRD 126344 · Hourly charges, Fixed fees · $450.9 million AUMSEC registeredNo commissions reportedIngalls Investment Management, LLC1 Rockefeller Plaza, 7th Floor · New York, NY 10020 · (212) 269-7800 · Financial planningCRD 343369 · % of assets, Fixed fees, Performance-based fees · $7.8 billion AUMSEC registeredNo commissions reportedInstitutional Investment Advisors Corp49 West 37th Street, 7th Floor · New York, NY 10018 · (212) 869-7266 · Financial planningCRD 126055 · % of assets, Hourly charges, Fixed fees · $105.2 million AUMSEC registeredNo commissions reportedIntegrity Advisory Partners LLC11 Broadway, Suite 615 · New York, NY 10004 · (646) 435-1506 · Financial planningCRD 161647 · % of assets, Hourly charges, Fixed fees · $46.1 million AUMSEC registeredNo commissions reportedInvestall, INC.100 Wall Street, Suite 901 · New York, NY 10005 · (212) 995-9191 · Flat / fixed feesCRD 285955 · % of assets, Fixed fees · $26.2 million AUMSEC registeredNo commissions reportedItau USA Asset Management599 Lexington Ave, 34th Floor · New York, NY 10022 · (212) 845-0600 · Flat / fixed feesCRD 156313 · % of assets, Fixed fees, Performance-based fees · $9.3 billion AUMSEC registeredNo commissions reportedJ.p. Morgan Investment Management INC.270 Park Avenue · New York, NY 10017 · (800) 343-1113 · Flat / fixed feesCRD 107038 · % of assets, Fixed fees, Performance-based fees · $3519.4 billion AUMSEC registeredNo commissions reportedJefferies Investment Advisers LLC520 Madison Avenue · New York, NY 10022 · (212) 284-2300 · Financial planningCRD 325421 · % of assets, Fixed fees · $5.2 billion AUMSEC registeredNo commissions reportedJoel Isaacson & CO., LLC546 Fifth Avenue · New York, NY 10036 · (212) 302-6300 · Financial planningCRD 152450 · % of assets, Hourly charges, Fixed fees · $9.3 billion AUMSEC registeredNo commissions reportedKasanda Capital200 Vesey St., FL 24 · New York, NY 10281 · (917) 912-5305 · Financial planningCRD 334491 · % of assets, Hourly charges, Fixed fees · $3.7 million AUMState registeredNo commissions reportedKdb Asset Management, LLC14 East 60th Street - Suite 602 · New York, NY 10022 · (212) 227-6022 · Flat / fixed feesCRD 129745 · % of assets, Fixed fees · $20.0 million AUMState registeredNo commissions reportedKeala Advisors1120 Avenue of the Americas, 4th Floor · New York, NY 10036 · (929) 235-8201 · Financial planningCRD 313752 · % of assets, Hourly charges, Fixed feesState registeredNo commissions reportedKeenan Private Wealth Management535 5th Avenue, 4th Floor · New York, NY 10017 · (646) 274-1266 · Financial planningCRD 118174 · % of assets, Hourly charges, Fixed fees · $8.5 million AUMState registeredNo commissions reportedKelleher Financial Advisors, LLC100 Wall Street, Suite 1501 · New York, NY 10005 · (212) 709-9400 · Financial planningCRD 126021 · % of assets, Hourly charges, Fixed fees · $1.2 billion AUMSEC registeredNo commissions reportedKlingenstein Fields Advisors125 Park Ave, Suite 320 · New York, NY 10017 · (212) 492-7000 · Financial planningCRD 304186 · % of assets, Fixed feesSEC registeredNo commissions reportedKlingenstein Fields Advisors125 Park Avenue, Suite 320 · New York, NY 10017 · (212) 492-7000 · Financial planningCRD 105907 · % of assets, Fixed fees, Performance-based fees · $4.7 billion AUMSEC registeredNo commissions reportedKlingman and Associates, LLC120 West 45th Street, Suite 3800 · New York, NY 10036 · (212) 867-7647 · Financial planningCRD 125618 · % of assets, Fixed fees · $5.7 billion AUMSEC registeredNo commissions reportedKpc Terrapin Group LLC1185 Avenue of the Americas, 3rd Floor · New York, NY 10036 · (212) 710-4111 · Flat / fixed feesCRD 285526 · % of assets, Fixed fees · $48.7 million AUMSEC registeredNo commissions reportedLaidlaw Wealth Management LLC521 Fifth Ave, 12th Floor · New York, NY 10175 · (212) 953-4910 · Financial planningCRD 150040 · % of assets, Hourly charges, Fixed fees · $108.1 million AUMSEC registeredNo commissions reportedLarrea Wealth Management165 Broadway 23 Floor · New York, NY 10006 · (212) 390-8918 · Financial planningCRD 129649 · % of assets, Hourly charges, Fixed fees · $16.0 million AUMState registeredNo commissions reportedLazard Asset Management LLC30 Rockefeller Plaza · New York, NY 10112 · (212) 632-6000 · Flat / fixed feesCRD 122836 · % of assets, Fixed fees, Performance-based fees · $120.5 billion AUMSEC registeredNo commissions reportedLevco Capital LP950 Third Avenue, 16th Floor · New York, NY 10022 · (914) 393-9169 · Flat / fixed feesCRD 161117 · % of assets, Fixed fees, Performance-based fees · $590.5 million AUMSEC registeredNo commissions reportedLevin Capital Strategies, L.P.767 Fifth Avenue, 18th Floor · New York, NY 10153 · (212) 259-0800 · Flat / fixed feesCRD 137147 · % of assets, Fixed fees, Performance-based fees · $1.7 billion AUMSEC registeredNo commissions reportedLexion Capital Management LP41 Madison Ave, 31st Floor · New York, NY 10010 · (888) 452-9355 · Financial planningCRD 153273 · % of assets, Hourly charges, Fixed fees · $87.9 million AUMSEC registeredNo commissions reportedLinden Global Strategies LLC712 Fifth Avenue, 19th Floor · New York, NY 10019 · (212) 542-5052 · Flat / fixed feesCRD 159667 · % of assets, Fixed fees · $1.6 billion AUMSEC registeredNo commissions reportedLions Financial Advisory45 Rockefeller Plaza, 20th Floor · New York, NY 10036 · (212) 548-6201 · Financial planningCRD 309032 · % of assets, Hourly charges, Fixed fees · $571,000 AUMState registeredNo commissions reportedLionshead Wealth Management, LLC250 West 55th Street, 17th Floor · New York, NY 10019 · (212) 967-5466 · Financial planningCRD 288526 · % of assets, Fixed fees · $229.8 million AUMSEC registeredNo commissions reportedLk Financial Planning LLC295 Madison Ave., 12th Floor · New York, NY 10017 · (646) 644-6292 · Financial planningCRD 160539 · % of assets, Hourly charges, Fixed fees · $86.9 million AUMSEC registeredNo commissions reportedLuesink Stenstrom Financial475 Park Avenue South, Suite 2100 · New York, NY 10016 · (212) 405-1609 · Financial planningCRD 147076 · % of assets, Hourly charges, Fixed fees · $94.1 million AUMSEC registeredNo commissions reportedLumiere Financial675 Third Avenue, Suite 920 · New York, NY 10017 · (212) 516-5900 · Financial planningCRD 319171 · % of assets, Hourly charges, Fixed fees · $82.7 million AUMSEC registeredNo commissions reportedMace Capital Management, LLC1120 Avenue of the Americas, Suite 4038 · New York, NY 10036 · (212) 626-6632 · Flat / fixed feesCRD 134605 · % of assets, Fixed fees · $86.2 million AUMSEC registeredNo commissions reportedMaci Family Office Advisors110 East 42nd Street, Suite 1508 · New York, NY 10017 · (212) 802-1451 · Financial planningCRD 158302 · % of assets, Hourly charges, Fixed fees · $24.5 million AUMState registeredNo commissions reportedMagnus Financial Group LLC90 Park Avenue, Suite 1800 · New York, NY 10016 · (800) 339-1367 · Financial planningCRD 289423 · % of assets, Hourly charges, Fixed fees · $2.3 billion AUMSEC registeredNo commissions reportedManhattan Wealth Management Group370 Lexington Avenue, Suite 1512 · New York, NY 10017 · (212) 810-6961 · Financial planningCRD 338376 · % of assets, Fixed fees · $153.1 million AUMSEC registeredNo commissions reportedMasterworks Advisers, LLC1 World Trade, 57th Floor · New York, NY 10007 · (203) 518-5172 · Flat / fixed feesCRD 324239 · % of assets, Fixed fees · $8.1 million AUMSEC registeredNo commissions reportedMatauro, LLC1325 Avenue of the Americas · New York, NY 10019 · (845) 273-6211 · Financial planningCRD 333038 · % of assets, Hourly charges, Fixed fees · $1.0 billion AUMSEC registeredNo commissions reportedMavros Capital Management, LLC228 Park Ave South, Suite 85550 · New York, NY 10003 · (424) 522-2524 · Flat / fixed feesCRD 327785 · % of assets, Fixed fees · $32.1 million AUMSEC registeredNo commissions reportedMinerva Wealth Advisory135 Madison Avenue, Floor 5 · New York, NY 10016 · (646) 934-6874 · Financial planningCRD 282723 · % of assets, Hourly charges, Fixed fees · $79.5 million AUMSEC registeredNo commissions reportedMio Partners, INC.630 Fifth Avenue, 37th Floor · New York, NY 10111 · (212) 203-4000 · Financial planningCRD 108637 · % of assets, Fixed fees, Performance-based fees · $59.6 billion AUMSEC registeredNo commissions reportedMjb Asset Management LLC1330 Avenue of the Americas, Suite 23a · New York, NY 10019 · (212) 333-3733 · Financial planningCRD 109940 · % of assets, Hourly charges, Fixed fees · $141.4 million AUMSEC registeredNo commissions reportedMomentum Advisors1120 Avenue of the Americas, 4th Floor · New York, NY 10036 · (917) 997-4297 · Financial planningCRD 159574 · % of assets, Fixed fees, Performance-based fees · $414.7 million AUMSEC registeredNo commissions reportedMon Capital Management LLC225 East 39th St. #34b · New York, NY 10016 · (646) 643-5540 · Flat / fixed feesCRD 333785 · % of assets, Fixed fees · $95.0 million AUMSEC registeredNo commissions reportedMontrose Advisors INC7 East 60th Street, 2nd Floor · New York, NY 10022 · (212) 888-4747 · Financial planningCRD 105918 · % of assets, Hourly charges, Fixed fees · $670.8 million AUMSEC registeredNo commissions reportedMorgan Stanley Investment Management INC.1585 Broadway · New York, NY 10036 · (212) 761-4000 · Flat / fixed feesCRD 110353 · % of assets, Fixed fees, Performance-based fees · $702.2 billion AUMSEC registeredNo commissions reportedNerdwallet Wealth Partners, LLC123 William Street, 21st Floor · New York, NY 10038 · (917) 275-7821 · Financial planningCRD 337328 · % of assets, Fixed fees · $262.8 million AUMSEC registeredNo commissions reportedNeuberger Berman Investment Advisers LLC1290 Avenue of the Americas · New York, NY 10104 · (212) 476-9000 · Flat / fixed feesCRD 124687 · % of assets, Fixed fees, Performance-based fees · $398.6 billion AUMSEC registeredNo commissions reportedNeville, Rodie & Shaw INC200 Madison Ave · New York, NY 10016 · (212) 725-1440 · Flat / fixed feesCRD 104969 · % of assets, Fixed fees · $2.0 billion AUMSEC registeredNo commissions reportedNew Holland Capital, LLC777 Third Ave, 36th Floor · New York, NY 10017 · (212) 600-9200 · Flat / fixed feesCRD 160211 · % of assets, Fixed fees, Performance-based fees · $23.3 billion AUMSEC registeredNo commissions reportedNew York Life Investment Management LLC51 Madison Avenue · New York, NY 10010 · (888) 474-7725 · Flat / fixed feesCRD 109591 · % of assets, Fixed fees · $120.7 billion AUMSEC registeredNo commissions reportedNext Capital Management LLCEleven Times Square, 15th Floor · New York, NY 10036 · (212) 433-1111 · Financial planningCRD 110793 · % of assets, Hourly charges, Fixed fees · $2.1 billion AUMSEC registeredNo commissions reportedNext Gen Advisors, LLC40 Wall Street · New York, NY 10005 · (855) 939-3888 · Financial planningCRD 326144 · % of assets, Fixed fees, Other · $9.0 million AUMState registeredNo commissions reportedNext Pronto Capital Advisors515 Madison Avenue, 9th Floor #8100 · New York, NY 10022 · (845) 729-8956 · Financial planningCRD 308974 · % of assets, Fixed fees · $5.5 million AUMState registeredNo commissions reportedOdeon Capital Advisors LLC750 Lexington Avenue · New York, NY 10022 · (646) 214-7647 · Financial planningCRD 307619 · % of assets, Hourly charges, Fixed fees · $967.5 million AUMSEC registeredNo commissions reportedOffit Capital485 Lexington Avenue, 19th Floor · New York, NY 10017 · (212) 588-3240 · Flat / fixed feesCRD 144474 · % of assets, Fixed fees · $20.6 billion AUMSEC registeredNo commissions reportedOld Slip Registered Investment Advisors, LLC40 Wall Street Floor 28 · New York, NY 10005 · (212) 256-1334 · Financial planningCRD 297976 · % of assets, Hourly charges, Fixed fees · $305.0 million AUMSEC registeredNo commissions reportedOmen Advisory, LLC12 E 33rd St, FL10 · New York, NY 10016 · (330) 583-4914 · Flat / fixed feesCRD 337532 · % of assets, Subscription fees · $36,000 AUMSEC registeredNo commissions reportedOnewelth INC300 Park Ave, 2nd Floor · New York, NY 10022 · (212) 750-0718 · Hourly feesCRD 325277 · % of assets, Hourly charges, Fixed fees · $101.9 million AUMSEC registeredNo commissions reportedOppenheimer Asset Management85 Broad Street · New York, NY 10004 · (212) 668-8000 · Flat / fixed feesCRD 105559 · % of assets, Fixed fees · $21.3 billion AUMSEC registeredNo commissions reportedOptima Asset Management LP10 East 53rd Street, 32nd Floor · New York, NY 10022 · (212) 484-3000 · Flat / fixed feesCRD 299826 · % of assets, Fixed fees, Performance-based fees · $891.6 million AUMSEC registeredNo commissions reportedOrion-Archstone Asset Management INC.C/O Studio by Tishman-Speyer, 300 Park Avenue 2nd Floor · New York, NY 10022 · Financial planningCRD 286225 · % of assets, Hourly charges, Fixed fees · $1.8 million AUMState registeredNo commissions reportedOverbrook Management Corporation280 Park Avenue, Suite 2402w · New York, NY 10017 · (212) 661-8710 · Financial planningCRD 117884 · % of assets, Fixed fees, Performance-based fees · $1.1 billion AUMSEC registeredNo commissions reportedPark Avenue Securities LLC10 Hudson Yards · New York, NY 10001 · (888) 600-4667 · Financial planningCRD 46173 · % of assets, Hourly charges, Fixed fees · $19.6 billion AUMSEC registeredNo commissions reportedParkview US LLC1177 Avenue of the Americas, 5th Floor · New York, NY 10036 · (646) 213-4980 · Flat / fixed feesCRD 160172 · % of assets, Fixed fees · $312.3 million AUMSEC registeredNo commissions reportedPave Investment Advisors, LLC.171 Madison Avenue, Suite 1500 · New York, NY 10016 · (646) 690-2800 · Flat / fixed feesCRD 322420 · % of assets, Fixed fees · $669.6 million AUMSEC registeredNo commissions reportedPayne Capital Management, LLC231 West 29th Street, Suite 1002 · New York, NY 10001 · (646) 461-7670 · Financial planningCRD 147119 · % of assets, Hourly charges, Fixed fees · $1.3 billion AUMSEC registeredNo commissions reportedPerennial1350 Avenue of the Americas, Suite 1920 · New York, NY 10019 · (212) 652-3900 · Financial planningCRD 168859 · % of assets, Fixed fees · $761.9 million AUMSEC registeredNo commissions reportedPine Ridge Advisers LLC450 Lexington Avenue, 38th Floor · New York, NY 10017 · (212) 273-0463 · Financial planningCRD 296362 · % of assets, Fixed fees, Other · $14.4 billion AUMSEC registeredNo commissions reportedPinnacle Associates, LTD.286 Madison Avenue, 20th Floor · New York, NY 10017 · (212) 652-3200 · Financial planningCRD 110631 · % of assets, Fixed fees · $10.4 billion AUMSEC registeredNo commissions reportedPivotal Advisors LLC45 Rockefeller Plaza, 20th Floor · New York, NY 10111 · (646) 535-1097 · Flat / fixed feesCRD 310612 · % of assets, Fixed fees · $1.1 billion AUMSEC registeredNo commissions reportedPremier Wealth Advisors, LLC1411 Broadway, 16th Floor · New York, NY 10018 · (212) 752-4343 · Financial planningCRD 120358 · % of assets, Hourly charges, Fixed fees · $555.1 million AUMSEC registeredNo commissions reportedProcapita Partners, LLC230 W. 41st St, Suite 1103 · New York, NY 10036 · (212) 364-5585 · Financial planningCRD 300292 · % of assets, Hourly charges, Fixed fees · $1.5 million AUMSEC registeredNo commissions reportedProlific Solutions260 Madison Ave, 8th Floor · New York, NY 10016 · (646) 988-5216 · Financial planningCRD 322770 · % of assets, Fixed fees · $88.5 million AUMSEC registeredNo commissions reportedProsus Wealth Management30 Wall Street, 8th Floor · New York, NY 10005 · (212) 709-8175 · Financial planningCRD 312172 · % of assets, Hourly charges, Fixed fees · $11.4 million AUMState registeredNo commissions reportedQapital Invest, LLC169 Madison Avenue, Suite 2002 · New York, NY 10016 · (646) 603-6904 · Flat / fixed feesCRD 283762 · % of assets, Fixed fees · $42.1 million AUMSEC registeredNo commissions reportedQuantbase30 Wall Street, Suite 801 · New York, NY 10005 · (929) 682-1617 · Flat / fixed feesCRD 315414 · % of assets, Fixed fees, Performance-based fees · $26.6 million AUMSEC registeredNo commissions reportedQuantel Asset Management LLC1177 Avenue of the Americas, Suite 5008 · New York, NY 10036 · (844) 836-5461 · Flat / fixed feesCRD 311013 · % of assets, Subscription fees, Fixed fees · $59.7 million AUMSEC registeredNo commissions reportedRadix Organization, INC.501 E 79th Street, #19a · New York, NY 10075 · (212) 697-9141 · Flat / fixed feesCRD 172791 · % of assets, Fixed fees · $200.1 million AUMSEC registeredNo commissions reportedRaga Partners LP298 Elizabeth Street, Ground Floor · New York, NY 10012 · (646) 566-5209 · Flat / fixed feesCRD 316791 · % of assets, Fixed fees, Performance-based fees · $2.2 billion AUMSEC registeredNo commissions reportedRatson Advisory LLC40 Wall St, 61st Floor - Suite 18 · New York, NY 10005 · (917) 325-7440 · Flat / fixed feesCRD 330091 · % of assets, Fixed fees · $2.4 billion AUMSEC registeredNo commissions reportedRbc Capital Markets, LLC200 Vesey St. · New York, NY 10281 · (212) 858-7000 · Financial planningCRD 31194 · % of assets, Fixed fees · $310.4 billion AUMSEC registeredNo commissions reportedRbc Rochdale, LLC400 Park Avenue, 10th Floor · New York, NY 10022 · (212) 702-3500 · Flat / fixed feesCRD 117198 · % of assets, Fixed fees · $73.0 billion AUMSEC registeredNo commissions reportedRe-Envision Wealth260 Madison Avenue,, 8th Floor · New York, NY 10016 · (301) 233-7903 · Financial planningCRD 299357 · % of assets, Hourly charges, Fixed fees · $136.6 million AUMSEC registeredNo commissions reportedRetirable900 Broadway, Suite 808 · New York, NY 10003 · (833) 222-1807 · Financial planningCRD 307472 · % of assets, Fixed fees · $301.0 million AUMSEC registeredNo commissions reportedRitholtz Wealth Management24 West 40th Street, 15th Floor · New York, NY 10018 · (212) 625-1200 · Financial planningCRD 168652 · % of assets, Fixed fees · $9.4 billion AUMSEC registeredNo commissions reportedRiver Partners Capital Management, LP767 Fifth Avenue, 18th Floor · New York, NY 10153 · (212) 259-0819 · Flat / fixed feesCRD 172496 · % of assets, Fixed fees, Performance-based fees · $1.3 billion AUMSEC registeredNo commissions reportedRmr Wealth Management14 Penn Plaza, Ste 1316 · New York, NY 10122 · (212) 785-4377 · Flat / fixed feesCRD 152266 · % of assets, Fixed fees · $195.4 million AUMSEC registeredNo commissions reportedRobert W. Colby Asset Management, INC.48 Wall Street, 11th Floor · New York, NY 10005 · (646) 652-6879 · Flat / fixed feesCRD 150498 · % of assets, Subscription fees · $4.6 million AUMState registeredNo commissions reportedRockefeller Capital Management45 Rockefeller Plaza, Floor 5 · New York, NY 10111 · (212) 549-5100 · Financial planningCRD 291361 · % of assets, Fixed fees · $99.6 billion AUMSEC registeredNo commissions reportedRockefeller Capital Management45 Rockefeller Plaza, Floor 5 · New York, NY 10111 · (212) 549-5100 · Financial planningCRD 294197 · % of assets, Fixed fees, Performance-based fees · $36.8 billion AUMSEC registeredNo commissions reportedRosci Lamb, LLC14 Wall St., Ste 2015 · New York, NY 10005 · (646) 479-9965 · Financial planningCRD 337278 · % of assets, Hourly charges, Fixed fees · $65.0 million AUMSEC registeredNo commissions reported