Neuberger Berman Investment Advisers LLC

Flat / fixed fees in New York, NY

SEC registeredNo commissions reported

Call (212) 476-9000 Send a message Map ↗

Public-record details

Address: 1290 Avenue of the Americas, New York, NY 10104
Phone: (212) 476-9000
Listed under: Flat / fixed fees, % of assets managed
CRD number: 124687
Registration: SEC registered since 2003-01-23
Compensation (Form ADV 5.E): Percentage of assets under management; Fixed fees; Performance-based fees
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Portfolio management for individuals/small businesses; Selection of other advisers; Educational seminars/workshops
Regulatory assets under management: $398.6 billion
Accounts managed: 43,954
Clients reported (Form ADV 5.D): 43,954
Individual / high-net-worth clients: 24,100 / 15,676
Employees: 1542
Other business activities (Form ADV 6.A): None reported
Disclosures reported on Form ADV: Yes — see IAPD for details
Latest Form ADV filing: 2026-09-24

SEC registered investment adviser, CRD 124687, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 124687 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums), and details of the disclosures reported on Form ADV.
FINRA BrokerCheck — look up the individual advisers at this firm.
Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. A “Yes” for disclosures is a public-record fact from Form ADV Item 11; it can relate to the firm or its advisory affiliates, can be old, and does not by itself describe the outcome. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

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