Fee-OnlyFinder

% of assets managed in New York, NY

514 advisers in New York offering % of assets managed. Firms that report charging a percentage of the assets they manage (Item 5.E(1)).

All 514

16th Amendment Advisors LLCOne Rockefeller Plaza, Suite 2130 · New York, NY 10020 · (212) 332-1600 · % of assets managedCRD 150575 · % of assets, Performance-based fees · $390.2 million AUMSEC registeredNo commissions reported2201 Capital, LLC131 W 33 St, Suite 10d · New York, NY 10001 · (201) 446-2992 · % of assets managedCRD 341112 · % of assets · $40.0 million AUMSEC registeredNo commissions reported9d Capital LLC244 5th Ave Ste 1211 · New York, NY 10001 · (212) 729-3498 · Financial planningCRD 308524 · % of assets, Fixed fees, Performance-based fees · $10.6 million AUMState registeredNo commissions reportedAbernathy Group II LLC530 Fifth Avenue, 17 Floor · New York, NY 10036 · (212) 293-3499 · Financial planningCRD 152401 · % of assets, Hourly charges, Performance-based fees · $80.2 million AUMSEC registeredNo commissions reportedAces Advisors99 Wall Street, Ste 3311 · New York, NY 10005 · (212) 862-3100 · Financial planningCRD 315407 · % of assets, Fixed fees · $1.3 million AUMState registeredNo commissions reportedAcorn Advisory Capital, L.P.590 Madison Avenue, 30th Floor · New York, NY 10022 · (212) 303-4344 · % of assets managedCRD 133040 · % of assets, Performance-based fees · $3.0 billion AUMSEC registeredNo commissions reportedAdalta Capital Management LLC445 Park Avenue, Suite 16d · New York, NY 10022 · (212) 832-5135 · % of assets managedCRD 283771 · % of assets, Performance-based fees · $305.5 million AUMSEC registeredNo commissions reportedAdvent Capital Management, LLC888 Seventh Avenue, 31st Floor · New York, NY 10019 · (212) 482-1600 · % of assets managedCRD 113013 · % of assets, Performance-based fees · $8.8 billion AUMSEC registeredNo commissions reportedAdvice and Planning Services730 Third Avenue · New York, NY 10017 · (212) 490-9000 · Financial planningCRD 20472 · % of assets, Other · $37.9 billion AUMSEC registeredNo commissions reportedAegis Capital Corp.1345 Avenue of the Americas, 27th Floor · New York, NY 10105 · (212) 813-1010 · Financial planningCRD 15007 · % of assets, Hourly charges · $1.8 billion AUMSEC registeredNo commissions reported
Aetos Alternatives Management875 Third Avenue, 22nd Floor · New York, NY 10022 · (212) 201-2500 · % of assets managedCRD 116761 · % of assets, Performance-based fees · $5.8 billion AUMSEC registeredNo commissions reportedAg Dillon Asset Management LP1167 2nd Ave, Suite 2n · New York, NY 10065 · (347) 642-2640 · % of assets managedCRD 328384 · % of assets, Performance-based fees · $262.0 million AUMSEC registeredNo commissions reportedAllegory Advisory230 Park Avenue, 3rd Floor West · New York, NY 10169 · (212) 572-4804 · Financial planningCRD 173871 · % of assets, Hourly charges · $34.6 million AUMState registeredNo commissions reportedAllen Investment Management, LLC711 Fifth Avenue, 10th Floor · New York, NY 10022 · (212) 832-8000 · Flat / fixed feesCRD 124454 · % of assets, Fixed fees, Performance-based fees · $16.9 billion AUMSEC registeredNo commissions reportedAlpha40 Wall Street, 28th Floor · New York, NY 10005 · (212) 933-9301 · % of assets managedCRD 313285 · % of assets · $54.1 million AUMSEC registeredNo commissions reportedAlpha Inertia Capital228 Park Ave S, Pmb 475806 · New York, NY 10003 · (212) 203-6959 · % of assets managedCRD 310967 · % of assets, Performance-based fees · $725,550 AUMState registeredNo commissions reportedAlr Capital Advisors, LLC845 Third Avenue, 6th Floor · New York, NY 10022 · (212) 377-0770 · % of assets managedCRD 167571 · % of assets · $80,000 AUMState registeredNo commissions reportedAltfest Personal Wealth Management445 Park Avenue, 6th Floor · New York, NY 10022 · (212) 406-0850 · Financial planningCRD 110130 · % of assets, Hourly charges, Fixed fees · $1.8 billion AUMSEC registeredNo commissions reportedAmeraudi Asset Management, INC.19 East 54th Street · New York, NY 10022 · (212) 833-1090 · % of assets managedCRD 119854 · % of assets · $2.1 billion AUMSEC registeredNo commissions reportedAmerican Capital Management INC575 Lexington Avenue, 30th Floor · New York, NY 10022 · (212) 344-3300 · % of assets managedCRD 110861 · % of assets · $2.1 billion AUMSEC registeredNo commissions reportedAmerican Centurion Financial LLCOne Rockefeller Plaza, Floor 10 · New York, NY 10020 · (516) 521-7505 · Financial planningCRD 166057 · % of assets, Hourly charges, Fixed fees · $65.0 million AUMState registeredNo commissions reportedAmerican Financial & Tax Strategies, INC.1650 Broadway, Suite 1405 · New York, NY 10019 · (212) 315-0345 · Financial planningCRD 115559 · % of assets, Hourly charges, Fixed fees · $279.4 million AUMSEC registeredNo commissions reportedAmvoy Wealth450 Park Ave South · New York, NY 10016 · (929) 424-9142 · Financial planningCRD 333518 · % of assets, Fixed fees · $100,000 AUMState registeredNo commissions reportedAndrew Garrett, INC.230 Park Avenue 3rd Floor West · New York, NY 10169 · (212) 682-8833 · Financial planningCRD 29931 · % of assets, Hourly charges, Fixed fees · $521.3 million AUMSEC registeredNo commissions reportedAp Capital Delaware LLC405 Lexington Avenue, Floor 7 · New York, NY 10174 · (929) 354-3757 · % of assets managedCRD 315796 · % of assets, Performance-based fees · $134.8 million AUMSEC registeredNo commissions reportedApogem Capital LLC299 Park Avenue, 37th Floor · New York, NY 10171 · (212) 601-3600 · Flat / fixed feesCRD 309234 · % of assets, Fixed fees, Performance-based fees · $43.8 billion AUMSEC registeredNo commissions reportedApollo Investment Management, L.P.9 West 57th Street, 41st Floor · New York, NY 10019 · (212) 515-3200 · % of assets managedCRD 130610 · % of assets, Performance-based fees · $3.3 billion AUMSEC registeredNo commissions reportedAppomattox Advisory, INC551 5th Ave, 26th Floor · New York, NY 10176 · (212) 895-3000 · Flat / fixed feesCRD 153731 · % of assets, Fixed fees, Performance-based fees · $425.6 million AUMSEC registeredNo commissions reportedArax Advisory Partners10 East 53rd Street, 14th Floor · New York, NY 10022 · (646) 777-1823 · Financial planningCRD 133535 · % of assets, Hourly charges, Fixed fees · $26.5 billion AUMSEC registeredNo commissions reportedArbiter Partners530 Fifth Avenue, 20th Floor · New York, NY 10036 · (212) 650-4660 · % of assets managedCRD 156290 · % of assets, Performance-based fees · $1.3 billion AUMSEC registeredNo commissions reportedArch Global Advisors, LLC215 Lexington Avenue, Suite 17b · New York, NY 10016 · (212) 991-8807 · Financial planningCRD 297397 · % of assets, Fixed fees · $230.9 million AUMSEC registeredNo commissions reportedArgus Investors' Counsel, INC.61 Broadway, Suite 1910 · New York, NY 10006 · (212) 425-7500 · Flat / fixed feesCRD 106981 · % of assets, Fixed fees · $137.3 million AUMSEC registeredNo commissions reportedAri Group, LLC641 Lexington Ave, 13th Floor · New York, NY 10022 · (212) 419-0400 · % of assets managedCRD 286049 · % of assets, Performance-based fees · $132.8 million AUMSEC registeredNo commissions reportedAristo Advisors LLC400 East 55th Street · New York, NY 10022 · (212) 751-6777 · % of assets managedCRD 170696 · % of assets · $8.4 million AUMState registeredNo commissions reportedArnhold LLC1370 Avenue of the Americas, 31st Floor · New York, NY 10019 · (212) 651-3700 · % of assets managedCRD 290117 · % of assets, Performance-based fees · $6.4 billion AUMSEC registeredNo commissions reportedArrival Capital Management LLC1449 Lexington Avenue, Office 2.s · New York, NY 10128 · (212) 369-1700 · Financial planningCRD 126547 · % of assets · $42.4 million AUMSEC registeredNo commissions reportedArs Investment Partners, LLC529 Fifth Avenue, Suite 500 · New York, NY 10017 · (212) 931-5722 · % of assets managedCRD 5845 · % of assets, Performance-based fees · $2.7 billion AUMSEC registeredNo commissions reportedAscend Interplay, LLC363 Lafayette Street, 4th Floor · New York, NY 10012 · (914) 746-0436 · % of assets managedCRD 317344 · % of assets · $390.2 million AUMSEC registeredNo commissions reportedAscent Systematic Advisors LLC535 Fifth Avenue, Floor 4 · New York, NY 10036 · (917) 826-2703 · Flat / fixed feesCRD 307199 · % of assets, Fixed fees · $1.1 million AUMState registeredNo commissions reportedAshbay Capital, LLC7 World Trade Center, 250 Greenwich St., 46th FL. · New York,, NY 10007 · (212) 266-0038 · % of assets managedCRD 168788 · % of assets · $137.7 million AUMSEC registeredNo commissions reportedAspire Wealth Advisory Group, LLC1 Rockefeller Plaza, Floor 23 · New York, NY 10020 · (212) 540-9490 · Financial planningCRD 338618 · % of assets, Fixed fees · $6.2 million AUMSEC registeredNo commissions reportedAstoria Portfolio Advisors LLC500 7th Avenue, 9th Floor · New York, NY 10018 · (212) 381-6185 · Financial planningCRD 288271 · % of assets, Hourly charges, Fixed fees · $977.6 million AUMSEC registeredNo commissions reportedAtalanta Sosnoff Management, LLC505 Fifth Avenue, 17th Floor · New York, NY 10017 · (212) 867-5000 · % of assets managedCRD 11085 · % of assets · $3.9 billion AUMSEC registeredNo commissions reportedAtlas Meridian Capital LLC200 Broadway, Suite 211 · New York, NY 10038 · (605) 776-7737 · Financial planningCRD 336483 · % of assets, Fixed fees · $20.1 million AUMState registeredNo commissions reportedAtomic Invest LLC107 Greenwich St, 21st Floor · New York, NY 10006 · (212) 419-5036 · % of assets managedCRD 313255 · % of assets · $319.5 million AUMSEC registeredNo commissions reportedAutopilot821 Broadway, 4th Floor · New York, NY 10003 · (646) 574-4316 · Flat / fixed feesCRD 331749 · % of assets, Fixed fees · $892.4 million AUMSEC registeredNo commissions reportedAvestar Capital, LLC400 Madison Avenue, Floor 21 · New York, NY 10017 · (212) 706-4140 · Financial planningCRD 287525 · % of assets, Fixed fees · $2.1 billion AUMSEC registeredNo commissions reportedAvrio Wealth LLC745 5th Ave,, #500 · New York, NY 10151 · (646) 825-3957 · Financial planningCRD 337579 · % of assets, Hourly charges, Fixed fees · $27.3 million AUMSEC registeredNo commissions reportedAxiom Investment Management LLC350 Fifth Avenue, Suite 6740 · New York, NY 10118 · (212) 521-3800 · % of assets managedCRD 141516 · % of assets, Performance-based fees · $236.8 million AUMSEC registeredNo commissions reportedAzura Partners US LLC875 Third Avenue, Suite 615 · New York, NY 10022 · (347) 249-2369 · % of assets managedCRD 327986 · % of assets, Performance-based fees · $71.3 million AUMSEC registeredNo commissions reportedBaron Capital Management, INC.767 Fifth Avenue, 48th Floor · New York, NY 10153 · (212) 583-2000 · % of assets managedCRD 110791 · % of assets · $10.8 billion AUMSEC registeredNo commissions reportedBasicvalue Asset Management INC.521 Fifth Avenue, 17th Floor · New York, NY 10175 · (914) 588-9779 · % of assets managedCRD 112273 · % of assets · $40.5 million AUMState registeredNo commissions reportedBbr Partners, LLC55 East 52nd Street, 18th Floor · New York, NY 10055 · (212) 313-9870 · Financial planningCRD 109688 · % of assets, Fixed fees, Performance-based fees · $36.5 billion AUMSEC registeredNo commissions reportedBeatrice Advisors LP52 Vanderbilt Ave, Suite 1405 · New York, NY 10017 · (212) 688-1261 · Financial planningCRD 332668 · % of assets, Fixed fees · $282.3 million AUMSEC registeredNo commissions reportedBeck, Mack & Oliver LLC565 Fifth Avenue, 19th Floor · New York, NY 10017 · (212) 661-2640 · % of assets managedCRD 105466 · % of assets, Performance-based fees · $6.2 billion AUMSEC registeredNo commissions reportedBeekman Financial Planning LLC353 East 54th Street, Ste. 3w · New York, NY 10022 · (212) 729-9244 · Financial planningCRD 166150 · % of assets, Hourly charges, Fixed fees · $8.5 million AUMState registeredNo commissions reportedBelzberg & CO.680 Fifth Avenue, 24th Floor · New York, NY 10019 · (212) 390-9768 · Financial planningCRD 315114 · % of assets, Fixed fees, Performance-based fees · $2.3 billion AUMSEC registeredNo commissions reportedBetterment450 West 33rd Street, Floor 11 · New York, NY 10001 · (212) 228-1328 · Financial planningCRD 149117 · % of assets · $69.5 billion AUMSEC registeredNo commissions reportedBh Asset Management, LLC104 West 40th Street, 5th Floor Suite 539 · New York, NY 10018 · (347) 586-0030 · Financial planningCRD 152117 · % of assets · $136.0 million AUMSEC registeredNo commissions reportedBienville Capital Management, LLC521 Fifth Avenue, 35th Floor · New York, NY 10175 · (212) 226-7348 · Flat / fixed feesCRD 149320 · % of assets, Fixed fees, Performance-based fees · $4.5 billion AUMSEC registeredNo commissions reportedBlackdiamond Wealth Management, LLC31 Hudson Yards, Floor 10, Suite 55 · New York, NY 10001 · (212) 784-6999 · Financial planningCRD 291459 · % of assets, Fixed fees · $424.0 million AUMSEC registeredNo commissions reportedBlackrock Financial Management, INC50 Hudson Yards · New York, NY 10001 · (212) 810-5300 · Flat / fixed feesCRD 107105 · % of assets, Fixed fees, Performance-based fees · $1595.1 billion AUMSEC registeredNo commissions reportedBlackstone Liquid Credit Advisors I LLC345 Park Avenue, 31st Floor · New York, NY 10154 · (212) 503-2100 · % of assets managedCRD 152294 · % of assets, Performance-based fees · $51.6 billion AUMSEC registeredNo commissions reportedBlackstone Liquid Credit Strategies LLC345 Park Avenue, 31st Floor · New York, NY 10154 · (212) 503-2100 · % of assets managedCRD 144537 · % of assets, Performance-based fees · $18.8 billion AUMSEC registeredNo commissions reportedBlackstone Private Credit Strategies LLC345 Park Ave, 31st Floor · New York, NY 10154 · (212) 503-2100 · % of assets managedCRD 327208 · % of assets, Performance-based fees · $57.9 billion AUMSEC registeredNo commissions reportedBlaine Capital, LLC48 Wall Street, Suite 1100 · New York, NY 10005 · (212) 812-9330 · % of assets managedCRD 282864 · % of assets · $16.8 million AUMState registeredNo commissions reportedBleichroeder LP1345 Avenue of the Americas, 47th Floor · New York, NY 10105 · (212) 984-3815 · Flat / fixed feesCRD 304295 · % of assets, Fixed fees, Performance-based fees · $2.4 billion AUMSEC registeredNo commissions reportedBlue Spark Capital Advisors31 Hudson Yards, 11th Floor · New York, NY 10001 · (212) 537-3899 · Financial planningCRD 159025 · % of assets · $242.8 million AUMSEC registeredNo commissions reportedBlue Square Asset Management, LLC17 State Street, 40th Floor · New York, NY 10004 · (646) 928-8000 · Financial planningCRD 296802 · % of assets, Fixed fees, Performance-based fees · $410.3 million AUMSEC registeredNo commissions reportedBny Mellon Advisors, INC.200 Park Avenue · New York, NY 10166 · (212) 495-1784 · Financial planningCRD 106108 · % of assets, Fixed fees, Performance-based fees · $33.5 billion AUMSEC registeredNo commissions reportedBny Mellon Securities Corporation240 Greenwich Street, 9th Floor East · New York, NY 10286 · (212) 922-6273 · % of assets managedCRD 231 · % of assets · $8.4 billion AUMSEC registeredNo commissions reportedBone Fide Wealth7 World Trade Center, 46th Floor · New York, NY 10007 · (212) 390-1161 · Financial planningCRD 301066 · % of assets, Hourly charges, Fixed fees · $126.7 million AUMSEC registeredNo commissions reportedBoyar Asset Management, INC.667 Madison Avenue, 5th Floor · New York, NY 10065 · (212) 995-8300 · Flat / fixed feesCRD 105255 · % of assets, Fixed fees, Performance-based fees · $228.2 million AUMSEC registeredNo commissions reportedBpbi LLC500 Fifth Avenue 49th Floor · New York, NY 10036 · (917) 951-5150 · % of assets managedCRD 288133 · % of assets · $51.0 million AUMSEC registeredNo commissions reportedBqs Financial Advisors, LLC575 Fifth Avenue, 14th Floor · New York, NY 10017 · (917) 939-0632 · Flat / fixed feesCRD 333795 · % of assets, Fixed fees · $226.4 million AUMSEC registeredNo commissions reportedBrave Eagle Wealth Management48 Wall Street, Suite 1100 · New York, NY 10005 · (212) 918-4746 · Financial planningCRD 283307 · % of assets, Hourly charges, Fixed fees · $101.0 million AUMSEC registeredNo commissions reportedBrave Warrior Advisors, LLC12 East 49th Street, 31st FL. · New York, NY 10017 · (212) 421-9760 · % of assets managedCRD 108894 · % of assets, Performance-based fees · $5.6 billion AUMSEC registeredNo commissions reportedBrazen Capital, LLC99 Wall Street, Suite 1701 · New York, NY 10005 · (917) 847-7662 · Financial planningCRD 300746 · % of assets, Subscription fees, Fixed fees · $6.2 million AUMState registeredNo commissions reportedBrevet Capital Management, LLC441 9th Avenue, 20th Floor · New York, NY 10001 · (212) 313-5100 · % of assets managedCRD 151672 · % of assets, Performance-based fees · $2.6 billion AUMSEC registeredNo commissions reportedBridgewater Advisors INC.600 Fifth Avenue, 26th Floor · New York, NY 10020 · (212) 221-5300 · Financial planningCRD 109826 · % of assets · $2.6 billion AUMSEC registeredNo commissions reportedBrookfield Public Securities Group LLCBrookfield Place, 225 Liberty Street · New York, NY 10281 · (212) 417-7000 · Flat / fixed feesCRD 110497 · % of assets, Fixed fees, Performance-based fees · $66.5 billion AUMSEC registeredNo commissions reportedBryant Group Advisors42 Broadway, Suite 12-491 · New York, NY 10004 · (212) 710-1358 · Flat / fixed feesCRD 277095 · % of assets, Fixed fees · $3.0 million AUMState registeredNo commissions reportedBryden-Abrams Investment Management LLC485 Madison Avenue, Suite 713 · New York, NY 10022 · (212) 850-1127 · Flat / fixed feesCRD 143124 · % of assets, Fixed fees · $45.0 million AUMSEC registeredNo commissions reportedCalado Capital100 Park Ave 16th Flr · New York, NY 10017 · (248) 227-5785 · Financial planningCRD 324440 · % of assets, Hourly charges, Fixed fees · $1.4 million AUMState registeredNo commissions reportedCanaras Capital Management, LLC1540 Broadway, Suite 1630 · New York, NY 10036 · (212) 372-7444 · % of assets managedCRD 142766 · % of assets, Performance-based fees · $561.0 million AUMSEC registeredNo commissions reportedCannell & Spears LLC535 Madison Avenue, 14th Floor · New York, NY 10022 · (212) 752-5255 · Financial planningCRD 142633 · % of assets, Fixed fees, Performance-based fees · $7.0 billion AUMSEC registeredNo commissions reportedCantor Fitzgerald Investment Advisors110 East 59th Street, 7th Floor · New York, NY 10022 · (212) 915-1722 · Financial planningCRD 159296 · % of assets, Hourly charges, Fixed fees · $3.2 billion AUMSEC registeredNo commissions reportedCapital Counsel LLC527 Madison Ave., 19th Floor · New York, NY 10022 · (212) 350-9333 · Financial planningCRD 109001 · % of assets · $2.9 billion AUMSEC registeredNo commissions reportedCapricorn Investment Group LLC512 West 22nd Street, 6th Floor · New York, NY 10011 · (646) 289-3030 · % of assets managedCRD 147417 · % of assets, Performance-based fees · $18.9 billion AUMSEC registeredNo commissions reportedCarret Asset Management, LLC360 Madison Avenue, 20th Floor · New York, NY 10017 · (212) 593-3800 · % of assets managedCRD 131445 · % of assets, Performance-based fees · $3.5 billion AUMSEC registeredNo commissions reportedCarrick Lane LLC450 7th Avenue, Suite 1600 · New York, NY 10123 · (212) 433-8450 · % of assets managedCRD 309148 · % of assets · $3.0 billion AUMSEC registeredNo commissions reportedCavalcade Capital LLC55 Broadway, 3rd Floor · New York, NY 10006 · (212) 287-7727 · % of assets managedCRD 327292 · % of assets · $149.9 million AUMSEC registeredNo commissions reportedCenador Financial Advisers LLC45 Rockefeller Plaza, Suite 2000 · New York, NY 10111 · (347) 732-5212 · Hourly feesCRD 171804 · % of assets, Hourly charges · $2.4 million AUMState registeredNo commissions reportedCenterfin Capital1441 Broadway · New York, NY 10018 · (646) 518-7913 · % of assets managedCRD 306461 · % of assets · $5.5 million AUMState registeredNo commissions reportedCerity Partners LLC99 Park Avenue, 16th Floor · New York, NY 10016 · (212) 850-4260 · Financial planningCRD 151559 · % of assets, Hourly charges, Fixed fees · $161.7 billion AUMSEC registeredNo commissions reportedCerity Partners Ocio LLC99 Park Avenue, 16th Floor · New York, NY 10016 · (212) 850-4260 · % of assets managedCRD 151916 · % of assets, Performance-based fees · $21.1 billion AUMSEC registeredNo commissions reportedCertares Management LLC350 Madison Avenue, 8th Floor · New York, NY 10017 · (212) 624-2940 · % of assets managedCRD 296928 · % of assets, Performance-based fees · $6.4 billion AUMSEC registeredNo commissions reportedCh Global Capital Management, LLC445 Park Avenue, Ste. 15e · New York, NY 10022 · (646) 350-0341 · Flat / fixed feesCRD 283431 · % of assets, Fixed fees, Performance-based fees · $529.1 million AUMSEC registeredNo commissions reportedChamonix Partners Capital Management LLC1251 Avenue of the Americas, 3rd Floor · New York, NY 10020 · (212) 891-6215 · % of assets managedCRD 318867 · % of assets · $149.2 million AUMSEC registeredNo commissions reportedCharles Pratt & Company, L.L.C.1270 Avenue of the Americas, Suite 940 · New York, NY 10020 · (212) 867-4444 · Financial planningCRD 104864 · % of assets · $916.1 million AUMSEC registeredNo commissions reportedChemistry Wealth Management LLC115 Broadway, Suite 1801 · New York, NY 10006 · (212) 970-8900 · Financial planningCRD 316069 · % of assets, Hourly charges, Fixed fees · $1.3 billion AUMSEC registeredNo commissions reportedChesapeake Asset Management LLC126 E 56th St, Suite 410 · New York, NY 10022 · (212) 218-4040 · Flat / fixed feesCRD 108994 · % of assets, Fixed fees, Performance-based fees · $468.8 million AUMSEC registeredNo commissions reportedCio Capital Group LLC41 Madison Ave, Floor 31 · New York, NY 10010 · (212) 516-4000 · % of assets managedCRD 336490 · % of assets · $40.1 million AUMSEC registeredNo commissions reportedCircle Advisers INC420 Lexington Avenue, Suite 2500 · New York, NY 10170 · (212) 885-4200 · Financial planningCRD 110818 · % of assets, Hourly charges, Fixed fees · $868.2 million AUMSEC registeredNo commissions reportedCitigroup Global Markets INC.388 Greenwich Street · New York, NY 10013 · (212) 816-6000 · Financial planningCRD 7059 · % of assets, Fixed fees · $56.0 billion AUMSEC registeredNo commissions reportedCitrin Cooperman Wealth Management, LLC50 Rockefeller Plaza · New York, NY 10020 · (212) 697-1000 · Financial planningCRD 317528 · % of assets, Fixed fees · $1.7 billion AUMSEC registeredNo commissions reportedClarion Call Capital228 Park Ave South, Suite 269331 · New York, NY 10003 · (718) 399-0857 · % of assets managedCRD 333446 · % of assets · $66.5 million AUMSEC registeredNo commissions reportedClarus Group LLC1120 Avenue of Americas, 4th Floor · New York, NY 10036 · (732) 325-0456 · Financial planningCRD 310156 · % of assets, Hourly charges, Fixed fees · $158.0 million AUMSEC registeredNo commissions reportedClear Haven Capital Management, LLC489 Fifth Avenue, 32nd Floor · New York, NY 10017 · (332) 240-0416 · % of assets managedCRD 149165 · % of assets, Performance-based fees, Other · $2.2 billion AUMSEC registeredNo commissions reportedClearbridge Investments, LLCOne Madison Avenue, 18th Floor · New York, NY 10010 · (212) 805-2000 · % of assets managedCRD 137028 · % of assets, Performance-based fees · $184.8 billion AUMSEC registeredNo commissions reportedClearbrook Investment Solutions LLC21 West 46th Street, Suite 1507 · New York, NY 10036 · (212) 359-0290 · Flat / fixed feesCRD 155607 · % of assets, Fixed fees · $149.9 million AUMSEC registeredNo commissions reportedCloverhill Capital Management447 Broadway, 2nd Flr, #1074 · New York, NY 10013 · (631) 265-1695 · Financial planningCRD 175302 · % of assets, Fixed fees · $9.1 million AUMState registeredNo commissions reportedCoastal Wealth Management85 Broad Street, 1810 · New York, NY 10004 · (917) 558-2468 · Financial planningCRD 327867 · % of assets, Performance-based fees · $45.1 million AUMSEC registeredNo commissions reportedCohen & Steers Capital Management INC.1166 Avenue of the Americas, 30th Floor · New York, NY 10036 · (212) 832-3232 · % of assets managedCRD 106266 · % of assets, Performance-based fees, Other · $85.7 billion AUMSEC registeredNo commissions reportedCohen Klingenstein, LLC1441 Broadway, Suite 2301 · New York, NY 10018 · (212) 757-0235 · % of assets managedCRD 148428 · % of assets · $3.4 billion AUMSEC registeredNo commissions reportedCollaborative Capital Advisors LLC1120 Ave of the Americas, 13th Floor · New York, NY 10036 · (646) 933-5730 · Financial planningCRD 337588 · % of assets, Performance-based fees · $387.8 million AUMSEC registeredNo commissions reportedCompound Planning, INC.115 Broadway, 5th Floor · New York, NY 10006 · (888) 533-9364 · Financial planningCRD 171787 · % of assets, Fixed fees, Other · $4.8 billion AUMSEC registeredNo commissions reportedConnective Portfolio Management, LLC630 Third Avenue, 21st Floor · New York, NY 10017 · (212) 332-7932 · % of assets managedCRD 297755 · % of assets · $121.3 million AUMSEC registeredNo commissions reportedConstantine Barry Asset Management (Cbam)445 Park Avenue, 9th Floor · New York, NY 10022 · (646) 798-3850 · % of assets managedCRD 147242 · % of assets, Performance-based fees · $138.6 million AUMSEC registeredNo commissions reportedCordoba Advisory Partners LLC488 Madison Avenue, 24th Floor · New York, NY 10022 · (917) 746-4806 · Financial planningCRD 310199 · % of assets, Hourly charges, Fixed fees · $2.8 billion AUMSEC registeredNo commissions reportedCorinthian Partners Asset Management LLC275 Madison Avenue, 8th Floor · New York, NY 10016 · (212) 287-1552 · Financial planningCRD 109385 · % of assets, Hourly charges, Fixed fees · $62.9 million AUMSEC registeredNo commissions reportedCraven Capital LLC85 Broad Street, 17th Floor · New York, NY 10004 · (212) 797-0217 · Financial planningCRD 159238 · % of assets · $50,000 AUMState registeredNo commissions reportedCrewcial Partners LLC810 7th Avenue, 32nd Floor · New York, NY 10019 · (212) 218-4900 · Flat / fixed feesCRD 131570 · % of assets, Fixed fees, Performance-based fees · $971.6 million AUMSEC registeredNo commissions reportedCross Border Wealth, LLC230 Park Avenue, 4th Floor West · New York, NY 10169 · (646) 688-5333 · Flat / fixed feesCRD 288330 · % of assets, Fixed fees · $221.9 million AUMSEC registeredNo commissions reportedCsm Capital Corporation654 Madison Avenue, 6th Floor · New York, NY 10065 · (212) 400-9551 · Flat / fixed feesCRD 129789 · % of assets, Fixed fees, Performance-based fees · $1.8 billion AUMSEC registeredNo commissions reportedCullen Capital Management, LLC645 Fifth Avenue, 12th Floor · New York, NY 10022 · (212) 644-1800 · % of assets managedCRD 113128 · % of assets, Performance-based fees · $11.6 billion AUMSEC registeredNo commissions reportedCustomers' Yachts Advisers, INC.45 Rockefeller Plaza, 20th Floor · New York, NY 10111 · (888) 900-8880 · % of assets managedCRD 307730 · % of assets · $12.0 million AUMState registeredNo commissions reportedDavis Capital Advisors, LLC31 West 34th Street, Suite 8076 · New York, NY 10001 · (212) 796-8440 · % of assets managedCRD 153496 · % of assets, Performance-based fees · $46.9 million AUMSEC registeredNo commissions reportedDavis Selected Advisers - NY, INC.620 Fifth Avenue, 3rd Floor · New York, NY 10020 · (212) 891-5500 · % of assets managedCRD 106659 · % of assets · $22.0 billion AUMSEC registeredNo commissions reportedDcm Advisors, LLC33 Whitehall Street, 11th Floor · New York, NY 10004 · (917) 386-6260 · Financial planningCRD 126248 · % of assets, Hourly charges, Performance-based fees · $260.5 million AUMSEC registeredNo commissions reportedDelta & Gamma Capital Management LLC1120 Ave of Americas, 4th FL · New York, NY 10036 · (646) 330-8119 · Financial planningCRD 282317 · % of assets, Hourly charges, Fixed fees · $10.5 million AUMState registeredNo commissions reportedDeltec Asset Management LLC530 Fifth Avenue, 17th Floor · New York, NY 10036 · (212) 546-6200 · % of assets managedCRD 104068 · % of assets, Performance-based fees · $782.8 million AUMSEC registeredNo commissions reportedDiker Management LLC570 Lexington Avenue, 27th FL · New York, NY 10022 · (212) 904-0321 · % of assets managedCRD 119786 · % of assets, Performance-based fees · $430.0 million AUMSEC registeredNo commissions reportedDomani Advisors10 West 33rd Street, Suite 802b · New York, NY 10001 · (917) 810-5530 · % of assets managedCRD 291796 · % of assets, Other · $362.8 million AUMSEC registeredNo commissions reportedDominari Securities LLC725 Fifth Ave., 23rd FL. · New York, NY 10022 · (212) 393-4500 · Financial planningCRD 18975 · % of assets · $28.0 million AUMSEC registeredNo commissions reportedDouble Duty Money Management LLC300 Park Avenue, 2nd Floor · New York, NY 10022 · (212) 408-1750 · % of assets managedCRD 326792 · % of assets · $83.7 million AUMSEC registeredNo commissions reportedDouglas C. Lane & AssociatesOne Dag Hammarskjold Plaza, 885 Second Avenue, 42 Floor · New York, NY 10017 · (212) 262-7670 · Financial planningCRD 282563 · % of assets · $8.4 billion AUMSEC registeredNo commissions reportedDouglass Winthrop Advisors LLC521 Fifth Avenue, 19th Floor · New York, NY 10175 · (212) 557-7680 · Flat / fixed feesCRD 108680 · % of assets, Fixed fees, Other · $6.5 billion AUMSEC registeredNo commissions reportedDumont Global LP261 Madison Ave · New York, NY 10016 · (212) 705-8180 · % of assets managedCRD 305883 · % of assets, Performance-based fees · $111.0 million AUMSEC registeredNo commissions reportedDws Investment Management Americas, INC.875 Third Avenue · New York, NY 10022 · (212) 454-4500 · Flat / fixed feesCRD 104518 · % of assets, Fixed fees, Performance-based fees · $199.7 billion AUMSEC registeredNo commissions reportedE. Magnus Oppenheim & CO. INC.575 Lexington Avenue / 17th Floor · New York, NY 10022 · (212) 983-1818 · Financial planningCRD 14268 · % of assets · $9.5 million AUMSEC registeredNo commissions reportedEagle Bay Family Office7 World Trade Center, 250 Greenwich Street, 46th Floor · New York, NY 10007 · (212) 634-7879 · Financial planningCRD 281675 · % of assets, Hourly charges, Fixed fees · $680.8 million AUMSEC registeredNo commissions reportedEagle Capital Management LLC65 East 55th Street, 26th Floor · New York, NY 10022 · (212) 293-4040 · % of assets managedCRD 106422 · % of assets, Performance-based fees · $35.8 billion AUMSEC registeredNo commissions reportedEagle Strategies LLC51 Madison Avenue, 12th Floor · New York, NY 10010 · (888) 695-3245 · Financial planningCRD 110826 · % of assets, Hourly charges, Fixed fees · $32.0 billion AUMSEC registeredNo commissions reportedEagle's View Capital Management LLC3 Columbus Circle, 15th FL. · New York, NY 10019 · (212) 421-7300 · % of assets managedCRD 160494 · % of assets, Performance-based fees · $860.5 million AUMSEC registeredNo commissions reportedEaglebrook Advisors205 Hudson Street, 7th Floor · New York, NY 10013 · (786) 807-7374 · Flat / fixed feesCRD 304438 · % of assets, Fixed fees · $342.0 million AUMSEC registeredNo commissions reportedEast End Advisors, LLC610 Fifth Avenue 3rd Floor · New York, NY 10020 · (212) 218-8137 · Financial planningCRD 147144 · % of assets, Fixed fees · $6.1 billion AUMSEC registeredNo commissions reportedEast Rock Capital, LLC65 East 55th Street, 33rd Floor · New York, NY 10022 · (212) 630-5000 · % of assets managedCRD 157433 · % of assets, Performance-based fees · $4.8 billion AUMSEC registeredNo commissions reportedEdge Wealth Management, LLC805 Third Avenue, Floor 12 · New York, NY 10022 · (212) 682-0133 · Financial planningCRD 142380 · % of assets · $827.2 million AUMSEC registeredNo commissions reportedEhrenkranz Partners L.P.375 Park Avenue · New York, NY 10152 · (212) 891-8600 · Flat / fixed feesCRD 131728 · % of assets, Fixed fees, Performance-based fees · $21.5 billion AUMSEC registeredNo commissions reportedElco Management Company, LLC369 Lexington Avenue, 3rd Floor · New York, NY 10017 · (212) 603-7582 · Flat / fixed feesCRD 137036 · % of assets, Fixed fees, Performance-based fees · $261.2 million AUMSEC registeredNo commissions reportedEllevest228 Park Ave S, Pmb 94934 · New York, NY 10003 · (844) 355-7100 · Financial planningCRD 175476 · % of assets, Fixed fees, Other · $1.1 billion AUMSEC registeredNo commissions reportedElphinstone405 Lexington Ave, Suite 866 · New York, NY 10174 · (212) 882-1067 · Financial planningCRD 311264 · % of assets · $1.4 million AUMSEC registeredNo commissions reportedEnterprise Value Capital Management, LLC641 Lexington Avenue, Suite 1321 · New York, NY 10022 · (332) 910-5318 · % of assets managedCRD 316054 · % of assets, Performance-based fees · $11.5 million AUMState registeredNo commissions reportedEntrust Global Partners LLC375 Park Avenue, 24th Floor · New York, NY 10152 · (212) 888-1040 · % of assets managedCRD 107940 · % of assets, Performance-based fees · $11.8 billion AUMSEC registeredNo commissions reportedEpoch Investment Partners, INC.1 Vanderbilt Avenue, 23rd Floor · New York, NY 10017 · (212) 303-7200 · Flat / fixed feesCRD 131556 · % of assets, Fixed fees, Performance-based fees · $29.7 billion AUMSEC registeredNo commissions reportedEquilibrium Ventures, LLC80 Eighth Ave, 5th Floor · New York, NY 10011 · (917) 352-3902 · % of assets managedCRD 309164 · % of assets, Performance-based fees · $134.2 million AUMSEC registeredNo commissions reportedEquitable Advisors, LLC1345 Avenue of the Americas · New York, NY 10105 · (212) 314-4600 · Financial planningCRD 6627 · % of assets, Hourly charges, Fixed fees · $42.5 billion AUMSEC registeredNo commissions reportedEstabrook Capital Management LLC900 Third Avenue, Suite 502 · New York, NY 10022 · (212) 605-5500 · Financial planningCRD 128856 · % of assets, Fixed fees · $933.3 million AUMSEC registeredNo commissions reportedEthic99 Hudson Street, 17th Floor · New York, NY 10013 · (646) 687-6744 · % of assets managedCRD 282827 · % of assets · $10.1 billion AUMSEC registeredNo commissions reportedEureka Wealth Solutions697 West End Ave, #8c · New York, NY 10025 · (646) 927-0871 · Financial planningCRD 175087 · % of assets, Hourly charges, Fixed fees · $25.2 million AUMState registeredNo commissions reportedEvercore Wealth Management, LLC55 East 52nd Street, 23rd Floor · New York, NY 10055 · (212) 822-7620 · Financial planningCRD 148399 · % of assets, Fixed fees, Other · $15.5 billion AUMSEC registeredNo commissions reportedExceed Advisory LLC79 Madison Ave., 3rd Floor · New York, NY 10016 · (646) 580-7046 · Flat / fixed feesCRD 170403 · % of assets, Fixed fees · $119.2 million AUMSEC registeredNo commissions reportedExos Asset Management LLC35 W 35th Street, Fifth Floor · New York, NY 10001 · (646) 814-0996 · % of assets managedCRD 305706 · % of assets, Performance-based fees · $682,181 AUMSEC registeredNo commissions reportedFamily Manage LLC155 E. 44th Street, 21st Floor · New York, NY 10017 · (212) 872-9600 · Financial planningCRD 104951 · % of assets, Fixed fees · $5.3 billion AUMSEC registeredNo commissions reportedFederated Global Investment Management Corp.101 Park Avenue, Suite 4100 · New York, NY 10178 · (212) 905-4100 · % of assets managedCRD 106277 · % of assets, Performance-based fees, Other · $14.1 billion AUMSEC registeredNo commissions reportedFenix TradingOne World Trade Center, 85th Floor · New York, NY 10007 · (646) 652-6561 · Hourly feesCRD 291069 · % of assets, Hourly charges, Fixed fees · $160.4 million AUMSEC registeredNo commissions reportedFidare Wealth Solutions LLC136 Madison Avenue, 6th Floor · New York, NY 10016 · (347) 866-3225 · Financial planningCRD 331122 · % of assets, Hourly charges, Fixed fees · $14.2 million AUMState registeredNo commissions reportedFiduciary Management Group, LLC1120 Avenue of the Americas, 4th Floor · New York, NY 10036 · (212) 626-6581 · Financial planningCRD 136612 · % of assets, Hourly charges, Fixed fees · $70.7 million AUMSEC registeredNo commissions reportedFiera Capital INC.477 Madison Avenue, Suite 720 · New York, NY 10022 · (212) 300-1600 · % of assets managedCRD 113638 · % of assets · $17.3 billion AUMSEC registeredNo commissions reportedFifth Avenue Wealth Advisors LLC45 Rockefeller Plaza, Suite 2000 · New York, NY 10111 · (212) 332-3280 · Financial planningCRD 166896 · % of assets, Hourly charges · $24.3 million AUMState registeredNo commissions reportedFinancial Decisions, LLC780 Third Avenue, 18th Floor · New York, NY 10017 · (212) 920-3470 · Financial planningCRD 107755 · % of assets, Hourly charges, Fixed fees · $327.7 million AUMSEC registeredNo commissions reportedFincera73 Spring Street · New York, NY 10012 · (917) 804-6422 · % of assets managedCRD 312342 · % of assetsSEC registeredNo commissions reportedFinhabits Advisors, LLC413 W 14th Street, Suite 200 · New York, NY 10014 · (212) 596-7292 · Financial planningCRD 210522 · % of assets, Subscription fees · $116.0 million AUMSEC registeredNo commissions reportedFirst Eagle Separate Account Management, LLC1345 Avenue of the Americas · New York, NY 10105 · (212) 698-3300 · % of assets managedCRD 300359 · % of assets · $907.6 million AUMSEC registeredNo commissions reportedFirst Manhattan CO. LLC399 Park Avenue · New York, NY 10022 · (212) 756-3300 · Financial planningCRD 325281 · % of assets, Performance-based fees · $38.1 billion AUMSEC registeredNo commissions reportedFithian LLC654 Madison Avenue, Suite 1603 · New York, NY 10065 · (212) 593-2828 · % of assets managedCRD 287509 · % of assets, Performance-based fees · $136.2 million AUMSEC registeredNo commissions reportedFlagstar Securities, INC.1400 Broadway, 16th Floor · New York, NY 10018 · (646) 822-1475 · Financial planningCRD 104233 · % of assets · $784.3 million AUMSEC registeredNo commissions reportedFlores Wealth Planning, LLC48 Wall Street, Suite 1100 · New York, NY 10005 · (917) 740-3898 · Financial planningCRD 173706 · % of assets, Hourly charges, Fixed fees · $3.0 million AUMState registeredNo commissions reportedFocus Asset Management LLC555 Madison Avenue, 5th Floor · New York, NY 10022 · (646) 484-8804 · Financial planningCRD 304183 · % of assets, Fixed fees · $15.6 million AUMState registeredNo commissions reportedFogel Neale Wealth Management, LLC42 Broadway, Suite 1227 · New York, NY 10004 · (212) 949-0922 · % of assets managedCRD 300358 · % of assets · $5.4 million AUMState registeredNo commissions reportedFour Points Advisors, LLC99 Park Avenue, Floor 8 · New York, NY 10016 · (646) 300-6129 · Financial planningCRD 171720 · % of assets · $40.0 million AUMSEC registeredNo commissions reportedFrancis Financial39 Broadway, Suite 1730 · New York, NY 10006 · (212) 374-9008 · Financial planningCRD 128067 · % of assets, Hourly charges · $803.2 million AUMSEC registeredNo commissions reportedFranco Financial Advisors, INC.41 Madison Avenue, 31st Floor · New York, NY 10010 · (212) 877-1576 · Financial planningCRD 137587 · % of assets, Hourly charges · $72.0 million AUMSEC registeredNo commissions reportedFranklin Templeton Institutional, LLCOne Madison Avenue, Suite 2100 · New York, NY 10010 · (212) 632-3279 · % of assets managedCRD 117384 · % of assets, Performance-based fees · $29.6 billion AUMSEC registeredNo commissions reportedFranklin Templeton Private Portfolio Group, LLCOne Madison Avenue, 18th Floor · New York, NY 10010 · (212) 805-2000 · % of assets managedCRD 142219 · % of assets · $139.9 billion AUMSEC registeredNo commissions reportedFred Alger Management, LLC100 Pearl Street, 27th Floor · New York, NY 10004 · (212) 806-8800 · % of assets managedCRD 106750 · % of assets, Performance-based fees · $26.1 billion AUMSEC registeredNo commissions reportedGarrison Bradford & Associates INC445 Park Avenue, 9th Floor, Suite 909 · New York, NY 10022 · (212) 557-7440 · Financial planningCRD 105603 · % of assets · $138.3 million AUMSEC registeredNo commissions reportedGeneral Atlantic Service Company, L.P.55 East 52nd Street, 33rd Floor · New York, NY 10055 · (212) 715-4000 · % of assets managedCRD 133536 · % of assets, Performance-based fees · $125.3 billion AUMSEC registeredNo commissions reportedGenesis Capital Group LLC535 Fifth Avenue, 4th Floor · New York, NY 10017 · (212) 665-3082 · Financial planningCRD 150035 · % of assets, Hourly charges · $22.5 million AUMState registeredNo commissions reportedGiverny Capital Asset Management600 Madison Avenue, #2300 · New York, NY 10022 · (646) 669-8950 · % of assets managedCRD 306473 · % of assets · $599.4 million AUMSEC registeredNo commissions reportedGlobal Special Situations Research CO. INC.484 West 43rd Street, Suite 21 S · New York, NY 10036 · (646) 662-5158 · % of assets managedCRD 174812 · % of assets · $14.9 million AUMState registeredNo commissions reportedGoalvest Advisory LLC4 World Trade Center, Suite 2908 · New York, NY 10007 · (646) 941-8458 · Financial planningCRD 285374 · % of assets, Hourly charges, Fixed fees · $777.6 million AUMSEC registeredNo commissions reportedGoldman Sachs Asset Management, L.P.200 West Street · New York, NY 10282 · (212) 902-1000 · Flat / fixed feesCRD 107738 · % of assets, Fixed fees, Performance-based fees · $2648.9 billion AUMSEC registeredNo commissions reportedGotham Asset Management, LLC300 Park Avenue, 24th Floor · New York, NY 10022 · (212) 319-4100 · % of assets managedCRD 149335 · % of assets, Performance-based fees · $30.0 billion AUMSEC registeredNo commissions reportedGotham Block, LLC99 Wall Street, Suite 439 · New York, NY 10005 · (212) 729-8001 · Financial planningCRD 290005 · % of assets, Hourly charges, Fixed feesState registeredNo commissions reportedGrace & White, INC515 Madison Ave, Suite 1700 · New York, NY 10022 · (212) 935-5990 · % of assets managedCRD 110761 · % of assets · $964.2 million AUMSEC registeredNo commissions reportedGrandfield & Dodd, LLC28 Liberty Street, Suite 5901 · New York, NY 10005 · (212) 477-9626 · Flat / fixed feesCRD 110971 · % of assets, Fixed fees · $2.2 billion AUMSEC registeredNo commissions reportedGranger Management LLC510 Madison Avenue, Suite 2700 · New York, NY 10022 · (212) 658-0400 · % of assets managedCRD 168096 · % of assets, Performance-based fees · $4.9 billion AUMSEC registeredNo commissions reportedGravity Capital Management LLC80 Eighth Avenue, Suite 1402 · New York, NY 10011 · (917) 558-4968 · Flat / fixed feesCRD 137083 · % of assets, Fixed fees, Performance-based fees · $94.0 million AUMSEC registeredNo commissions reported