Fee-OnlyFinder

Advisers in New York, NY

539 advisers in New York — 539 registered with SEC or state. Alphabetical. We do not rate or rank advisers.

Financial planning (210)Hourly fees (101)Flat / fixed fees (254)% of assets managed (514)Retirement plan consulting (61)

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Fred Alger Management, LLC100 Pearl Street, 27th Floor · New York, NY 10004 · (212) 806-8800 · % of assets managedCRD 106750 · % of assets, Performance-based fees · $26.1 billion AUMSEC registeredNo commissions reportedFruitful335 Madison Ave., Suite 5h · New York, NY 10017 · (833) 784-8050 · Financial planningCRD 322603 · Subscription fees · $25.2 million AUMSEC registeredNo commissions reportedGarrison Bradford & Associates INC445 Park Avenue, 9th Floor, Suite 909 · New York, NY 10022 · (212) 557-7440 · Financial planningCRD 105603 · % of assets · $138.3 million AUMSEC registeredNo commissions reportedGeneral Atlantic Service Company, L.P.55 East 52nd Street, 33rd Floor · New York, NY 10055 · (212) 715-4000 · % of assets managedCRD 133536 · % of assets, Performance-based fees · $125.3 billion AUMSEC registeredNo commissions reportedGenesis Capital Group LLC535 Fifth Avenue, 4th Floor · New York, NY 10017 · (212) 665-3082 · Financial planningCRD 150035 · % of assets, Hourly charges · $22.5 million AUMState registeredNo commissions reportedGiverny Capital Asset Management600 Madison Avenue, #2300 · New York, NY 10022 · (646) 669-8950 · % of assets managedCRD 306473 · % of assets · $599.4 million AUMSEC registeredNo commissions reportedGlenview Wealth LLC27 W 60th Street, #20013 · New York, NY 10023 · (646) 801-8475 · Financial planningCRD 328073 · Hourly charges, Fixed feesState registeredNo commissions reportedGlobal Special Situations Research CO. INC.484 West 43rd Street, Suite 21 S · New York, NY 10036 · (646) 662-5158 · % of assets managedCRD 174812 · % of assets · $14.9 million AUMState registeredNo commissions reportedGoalvest Advisory LLC4 World Trade Center, Suite 2908 · New York, NY 10007 · (646) 941-8458 · Financial planningCRD 285374 · % of assets, Hourly charges, Fixed fees · $777.6 million AUMSEC registeredNo commissions reportedGoldman Sachs Asset Management, L.P.200 West Street · New York, NY 10282 · (212) 902-1000 · Flat / fixed feesCRD 107738 · % of assets, Fixed fees, Performance-based fees · $2648.9 billion AUMSEC registeredNo commissions reported
Gotham Asset Management, LLC300 Park Avenue, 24th Floor · New York, NY 10022 · (212) 319-4100 · % of assets managedCRD 149335 · % of assets, Performance-based fees · $30.0 billion AUMSEC registeredNo commissions reportedGotham Block, LLC99 Wall Street, Suite 439 · New York, NY 10005 · (212) 729-8001 · Financial planningCRD 290005 · % of assets, Hourly charges, Fixed feesState registeredNo commissions reportedGrace & White, INC515 Madison Ave, Suite 1700 · New York, NY 10022 · (212) 935-5990 · % of assets managedCRD 110761 · % of assets · $964.2 million AUMSEC registeredNo commissions reportedGrandfield & Dodd, LLC28 Liberty Street, Suite 5901 · New York, NY 10005 · (212) 477-9626 · Flat / fixed feesCRD 110971 · % of assets, Fixed fees · $2.2 billion AUMSEC registeredNo commissions reportedGranger Management LLC510 Madison Avenue, Suite 2700 · New York, NY 10022 · (212) 658-0400 · % of assets managedCRD 168096 · % of assets, Performance-based fees · $4.9 billion AUMSEC registeredNo commissions reportedGravity Capital Management LLC80 Eighth Avenue, Suite 1402 · New York, NY 10011 · (917) 558-4968 · Flat / fixed feesCRD 137083 · % of assets, Fixed fees, Performance-based fees · $94.0 million AUMSEC registeredNo commissions reportedGreenline Partners521 Fifth Avenue, Suite 1706 · New York, NY 10175 · (646) 470-8714 · Financial planningCRD 164192 · % of assets, Fixed fees · $1.4 billion AUMSEC registeredNo commissions reportedGreenwood Investors LLC1270 Avenue of the Americas, 7th Floor · New York, NY 10020 · (212) 920-4207 · % of assets managedCRD 155088 · % of assets, Performance-based fees, Other · $179.8 million AUMSEC registeredNo commissions reportedGreycliff Wealth Management, LLC1185 6th Ave, Floor 3 · New York, NY 10036 · (201) 738-2818 · Financial planningCRD 307645 · % of assets · $83.8 million AUMSEC registeredNo commissions reportedGriffin Asset Management, LLC230 Park Avenue, 4th Floor · New York, NY 10169 · (917) 484-5608 · % of assets managedCRD 104548 · % of assets, Performance-based fees · $1.1 billion AUMSEC registeredNo commissions reportedGuardian Wealth Partners, LLC10 Hudson Yards · New York, NY 10001 · (800) 879-6934 · Financial planningCRD 310203 · % of assets, Hourly charges, Fixed fees · $191.4 million AUMSEC registeredNo commissions reportedGuggenheim Investment Advisors, LLC330 Madison Avenue, 10th Floor · New York, NY 10017 · (212) 739-0700 · % of assets managedCRD 108263 · % of assets · $840.9 million AUMSEC registeredNo commissions reportedGuggenheim Partners Investment Management, LLC330 Madison Avenue, 10th Floor · New York, NY 10017 · (212) 739-0700 · Flat / fixed feesCRD 137432 · % of assets, Fixed fees, Performance-based fees · $240.7 billion AUMSEC registeredNo commissions reportedGuggenheim Private Investments, LLC330 Madison Avenue, 10th Floor · New York, NY 10017 · (212) 518-9010 · Flat / fixed feesCRD 331479 · % of assets, Fixed fees, Performance-based fees · $349.5 million AUMSEC registeredNo commissions reportedGuzhuna Asset Management100 Church Street, Suite 841 · New York, NY 10007 · (212) 812-2494 · Financial planningCRD 338969 · % of assets, Hourly charges, Fixed feesState registeredNo commissions reportedHamlin Capital Management, LLC640 Fifth Avenue, 11th Floor · New York, NY 10019 · (212) 752-8777 · % of assets managedCRD 119278 · % of assets · $8.7 billion AUMSEC registeredNo commissions reportedHandal Dunaway LLC119 W 24th St, 4th Floor · New York, NY 10011 · (212) 470-0260 · Financial planningCRD 333166 · % of assets · $26,960 AUMState registeredNo commissions reportedHemisphere Partners LLC641 Lexington Avenue, Suite 1529 · New York, NY 10022 · (212) 520-8280 · % of assets managedCRD 136535 · % of assets · $228.9 million AUMSEC registeredNo commissions reportedHenry James International Management, INC.274 Madison Ave., Room 904 · New York, NY 10016 · (917) 261-7723 · % of assets managedCRD 169293 · % of assets · $402.4 million AUMSEC registeredNo commissions reportedHerold Advisors, INC.711 3rd Avenue Suite 1802 · New York, NY 10017 · (212) 371-3950 · % of assets managedCRD 105090 · % of assets, Other · $540.2 million AUMSEC registeredNo commissions reportedHeronetta Management, L.P.654 Madison Avenue, Suite 1505 · New York, NY 10065 · (212) 601-5333 · % of assets managedCRD 157307 · % of assets · $253.6 million AUMSEC registeredNo commissions reportedHilbert 8, LLC420 Lexington Avenue, Suite 1713 · New York, NY 10170 · (212) 804-8730 · % of assets managedCRD 284577 · % of assets, Performance-based fees · $47.2 million AUMSEC registeredNo commissions reportedHoriko Capital Management LLC1600 Broadway #21f · New York, NY 10019 · (201) 523-4150 · Hourly feesCRD 126343 · % of assets, Hourly charges, Performance-based fees · $475.1 million AUMSEC registeredNo commissions reportedHorizon Financial Advisors LLC666 Third Avenue, Suite 1702 · New York, NY 10017 · (917) 261-5355 · Financial planningCRD 297768 · % of assets, Fixed feesState registeredNo commissions reportedHorizon Kinetics Asset Management LLC1270 Avenue of the Americas, 27th Floor · New York, NY 10020 · (646) 291-2300 · Flat / fixed feesCRD 106096 · % of assets, Subscription fees, Fixed fees · $9.6 billion AUMSEC registeredNo commissions reportedHs Management Partners, LLCLever House, 390 Park Avenue, 5th Floor · New York, NY 10022 · (212) 888-0060 · % of assets managedCRD 145480 · % of assets · $469.9 million AUMSEC registeredNo commissions reportedHsbc Securities (USA) INC.66 Husdson Boulevard East · New York, NY 10001 · (212) 525-2879 · Flat / fixed feesCRD 19585 · % of assets, Fixed fees, Performance-based fees · $3.8 billion AUMSEC registeredNo commissions reportedHurley Capital, LLC299 Park Avenue, 21st Floor · New York, NY 10171 · (212) 605-0665 · Financial planningCRD 130051 · % of assets, Fixed fees · $326.1 million AUMSEC registeredNo commissions reportedHyperion Capital Advisors LP45 Rockefeller Plaza, 34th Floor · New York, NY 10111 · (212) 832-5280 · % of assets managedCRD 304230 · % of assets, Performance-based fees · $581.3 million AUMSEC registeredNo commissions reportedHyperion Wealth Management LLC300 W 110th St #4c · New York, NY 10026 · (917) 365-6119 · % of assets managedCRD 321163 · % of assets · $1.2 million AUMState registeredNo commissions reportedIadvise Partners747 Third Avenue, Ste. 34b · New York, NY 10017 · (212) 686-4601 · Flat / fixed feesCRD 168564 · % of assets, Fixed fees · $224.5 million AUMSEC registeredNo commissions reportedIdb Lido Wealth, LLC1114 6th Avenue, 9th Floor · New York, NY 10036 · (646) 839-9793 · Financial planningCRD 322488 · % of assets, Hourly charges, Fixed fees · $478.4 million AUMSEC registeredNo commissions reportedIfc Personal Money Managers, INC.441 West End, Suite 1i · New York, NY 10024 · (212) 721-8713 · Financial planningCRD 126344 · Hourly charges, Fixed fees · $450.9 million AUMSEC registeredNo commissions reportedIndex Technologies Group LLC10 E. 53rd Street, Suite 1400 · New York, NY 10022 · (212) 466-6760 · % of assets managedCRD 327771 · % of assets · $178.3 million AUMSEC registeredNo commissions reportedInfrastructure Capital Advisors, LLC1325 Avenue of the Americas, 28th Floor · New York, NY 10019 · (212) 763-8335 · % of assets managedCRD 166459 · % of assets, Other · $3.6 billion AUMSEC registeredNo commissions reportedIngalls Investment Management, LLC1 Rockefeller Plaza, 7th Floor · New York, NY 10020 · (212) 269-7800 · Financial planningCRD 343369 · % of assets, Fixed fees, Performance-based fees · $7.8 billion AUMSEC registeredNo commissions reportedInsight Investment200 Park Avenue, 7th Floor · New York, NY 10166 · (212) 527-1800 · % of assets managedCRD 145995 · % of assets, Performance-based fees · $171.1 billion AUMSEC registeredNo commissions reportedInstitutional Investment Advisors Corp49 West 37th Street, 7th Floor · New York, NY 10018 · (212) 869-7266 · Financial planningCRD 126055 · % of assets, Hourly charges, Fixed fees · $105.2 million AUMSEC registeredNo commissions reportedIntegrity Advisory Partners LLC11 Broadway, Suite 615 · New York, NY 10004 · (646) 435-1506 · Financial planningCRD 161647 · % of assets, Hourly charges, Fixed fees · $46.1 million AUMSEC registeredNo commissions reportedInvestall, INC.100 Wall Street, Suite 901 · New York, NY 10005 · (212) 995-9191 · Flat / fixed feesCRD 285955 · % of assets, Fixed fees · $26.2 million AUMSEC registeredNo commissions reportedIris Advisors244 Fifth Ave #2809 · New York, NY 10001 · (877) 230-4932 · % of assets managedCRD 126162 · % of assets · $26.1 million AUMState registeredNo commissions reportedItau USA Asset Management599 Lexington Ave, 34th Floor · New York, NY 10022 · (212) 845-0600 · Flat / fixed feesCRD 156313 · % of assets, Fixed fees, Performance-based fees · $9.3 billion AUMSEC registeredNo commissions reportedJ.h. Darbie & CO., INC.48 Wall Street, 30th Floor, Suite 1206 · New York, NY 10005 · (212) 269-7271 · % of assets managedCRD 43520 · % of assets, Other · $6.1 million AUMState registeredNo commissions reportedJ.p. Morgan Investment Management INC.270 Park Avenue · New York, NY 10017 · (800) 343-1113 · Flat / fixed feesCRD 107038 · % of assets, Fixed fees, Performance-based fees · $3519.4 billion AUMSEC registeredNo commissions reportedJ.p. Morgan Private Investments INC.270 Park Avenue · New York, NY 10017 · (212) 464-2070 · % of assets managedCRD 110186 · % of assets, Performance-based fees, Other · $470.0 billion AUMSEC registeredNo commissions reportedJ.p. Morgan Securities LLC270 Park Avenue · New York, NY 10017 · (800) 999-2000 · Financial planningCRD 79 · % of assets, Other · $429.7 billion AUMSEC registeredNo commissions reportedJ.p.morgan Wealth Management Solutions INC.270 Park Avenue, Floor 10 · New York, NY 10017 · (212) 464-2070CRD 335439 · Other · $9.0 million AUMSEC registeredNo commissions reportedJbglobal.com LLC41 East 11th Street, 11th Floor · New York, NY 10003 · (212) 388-9873 · Financial planningCRD 119111 · % of assets · $120.9 million AUMSEC registeredNo commissions reportedJefferies Investment Advisers LLC520 Madison Avenue · New York, NY 10022 · (212) 284-2300 · Financial planningCRD 325421 · % of assets, Fixed fees · $5.2 billion AUMSEC registeredNo commissions reportedJennison Associates55 E. 52nd Street · New York, NY 10055 · (212) 421-1000 · % of assets managedCRD 107959 · % of assets, Performance-based fees · $214.8 billion AUMSEC registeredNo commissions reportedJoel Isaacson & CO., LLC546 Fifth Avenue · New York, NY 10036 · (212) 302-6300 · Financial planningCRD 152450 · % of assets, Hourly charges, Fixed fees · $9.3 billion AUMSEC registeredNo commissions reportedJohn W. Bristol & CO., INC.48 Wall Street, 18th Floor · New York, NY 10005 · (212) 389-5880 · % of assets managedCRD 105597 · % of assets · $7.1 billion AUMSEC registeredNo commissions reportedJpmorgan Alternative Asset Management270 Park Avenue · New York, NY 10017 · (800) 343-1113 · % of assets managedCRD 20989 · % of assets, Performance-based fees · $29.7 billion AUMSEC registeredNo commissions reportedJurkiewicz, Christopher181 Hudson Street, #2c · New York, NY 10013 · (212) 925-2577 · Financial planningCRD 126644 · % of assets · $11.0 million AUMState registeredNo commissions reportedJvp Management712 5th Avenue, 51st Floor · New York, NY 10019 · (607) 203-9401 · % of assets managedCRD 313398 · % of assets, Performance-based fees, Other · $5.0 billion AUMSEC registeredNo commissions reportedKahn Brothers Advisors LLC555 Madison Ave, Suite 1303 · New York, NY 10022 · (212) 980-5050 · % of assets managedCRD 144368 · % of assets, Performance-based fees · $498.6 million AUMSEC registeredNo commissions reportedKarani Asset Management LLC250 West 55th Street, 17th Floor · New York, NY 10019 · (646) 593-7450 · % of assets managedCRD 297922 · % of assets, Performance-based fees · $150.9 million AUMSEC registeredNo commissions reportedKasanda Capital200 Vesey St., FL 24 · New York, NY 10281 · (917) 912-5305 · Financial planningCRD 334491 · % of assets, Hourly charges, Fixed fees · $3.7 million AUMState registeredNo commissions reportedKdb Asset Management, LLC14 East 60th Street - Suite 602 · New York, NY 10022 · (212) 227-6022 · Flat / fixed feesCRD 129745 · % of assets, Fixed fees · $20.0 million AUMState registeredNo commissions reportedKeala Advisors1120 Avenue of the Americas, 4th Floor · New York, NY 10036 · (929) 235-8201 · Financial planningCRD 313752 · % of assets, Hourly charges, Fixed feesState registeredNo commissions reportedKeenan Private Wealth Management535 5th Avenue, 4th Floor · New York, NY 10017 · (646) 274-1266 · Financial planningCRD 118174 · % of assets, Hourly charges, Fixed fees · $8.5 million AUMState registeredNo commissions reportedKelleher Financial Advisors, LLC100 Wall Street, Suite 1501 · New York, NY 10005 · (212) 709-9400 · Financial planningCRD 126021 · % of assets, Hourly charges, Fixed fees · $1.2 billion AUMSEC registeredNo commissions reportedKineo Capital LLC11 West 42nd Street, Floor 2 · New York, NY 10036 · (212) 457-1268 · % of assets managedCRD 315019 · % of assets, Performance-based fees · $65.4 million AUMSEC registeredNo commissions reportedKlingenstein Fields Advisors125 Park Ave, Suite 320 · New York, NY 10017 · (212) 492-7000 · Financial planningCRD 304186 · % of assets, Fixed feesSEC registeredNo commissions reportedKlingenstein Fields Advisors125 Park Avenue, Suite 320 · New York, NY 10017 · (212) 492-7000 · Financial planningCRD 105907 · % of assets, Fixed fees, Performance-based fees · $4.7 billion AUMSEC registeredNo commissions reportedKlingman and Associates, LLC120 West 45th Street, Suite 3800 · New York, NY 10036 · (212) 867-7647 · Financial planningCRD 125618 · % of assets, Fixed fees · $5.7 billion AUMSEC registeredNo commissions reportedKpc Terrapin Group LLC1185 Avenue of the Americas, 3rd Floor · New York, NY 10036 · (212) 710-4111 · Flat / fixed feesCRD 285526 · % of assets, Fixed fees · $48.7 million AUMSEC registeredNo commissions reportedLadenburg Thalmann Asset Management INC640 Fifth Avenue, 4th FL. · New York, NY 10019 · (800) 995-5267 · % of assets managedCRD 108604 · % of assets · $6.7 billion AUMSEC registeredNo commissions reportedLagoda Investment Management, L.P.3 Columbus Circle, Floor 15 · New York, NY 10019 · (212) 309-7660 · % of assets managedCRD 170961 · % of assets · $312.6 million AUMSEC registeredNo commissions reportedLaidlaw Wealth Management LLC521 Fifth Ave, 12th Floor · New York, NY 10175 · (212) 953-4910 · Financial planningCRD 150040 · % of assets, Hourly charges, Fixed fees · $108.1 million AUMSEC registeredNo commissions reportedLarrea Wealth Management165 Broadway 23 Floor · New York, NY 10006 · (212) 390-8918 · Financial planningCRD 129649 · % of assets, Hourly charges, Fixed fees · $16.0 million AUMState registeredNo commissions reportedLazard Asset Management Canada INC30 Rockefeller Plaza · New York, NY 10112 · (212) 632-6000 · % of assets managedCRD 106340 · % of assets, Performance-based fees · $2.3 billion AUMSEC registeredNo commissions reportedLazard Asset Management LLC30 Rockefeller Plaza · New York, NY 10112 · (212) 632-6000 · Flat / fixed feesCRD 122836 · % of assets, Fixed fees, Performance-based fees · $120.5 billion AUMSEC registeredNo commissions reportedLdr Capital Management, LLC300 Park Avenue, Suite 520 · New York, NY 10022 · (646) 927-5800 · % of assets managedCRD 162329 · % of assets, Performance-based fees · $397.2 million AUMSEC registeredNo commissions reportedLeeb Capital Management, INC.40 West 37th Street, Room 1003 · New York, NY 10018 · (212) 653-1504 · % of assets managedCRD 104793 · % of assets · $111.9 million AUMSEC registeredNo commissions reportedLegado Wealth Management LLC405 Lexington Avenue, 9th Floor · New York, NY 10174 · (212) 697-3420 · Financial planningCRD 305263 · % of assets, Hourly charges · $51.0 million AUMSEC registeredNo commissions reportedLehmann, Livian, Fridson Advisors, LLC450 7th Avenue, Suite 801 · New York, NY 10123 · (212) 319-8903 · % of assets managedCRD 169980 · % of assets · $84.2 million AUMSEC registeredNo commissions reportedLevco Capital LP950 Third Avenue, 16th Floor · New York, NY 10022 · (914) 393-9169 · Flat / fixed feesCRD 161117 · % of assets, Fixed fees, Performance-based fees · $590.5 million AUMSEC registeredNo commissions reportedLevin Capital Strategies, L.P.767 Fifth Avenue, 18th Floor · New York, NY 10153 · (212) 259-0800 · Flat / fixed feesCRD 137147 · % of assets, Fixed fees, Performance-based fees · $1.7 billion AUMSEC registeredNo commissions reportedLexion Capital Management LP41 Madison Ave, 31st Floor · New York, NY 10010 · (888) 452-9355 · Financial planningCRD 153273 · % of assets, Hourly charges, Fixed fees · $87.9 million AUMSEC registeredNo commissions reportedLiberty Wealth Managers1185 Avenue of the Americas, 3rd Floor · New York, NY 10036 · (267) 864-8259 · % of assets managedCRD 322131 · % of assets, Other · $59.9 million AUMSEC registeredNo commissions reportedLifecapital Partners LLC125 Park Avenue · New York, NY 10017 · (917) 968-0055 · Financial planningCRD 337455 · % of assets, Hourly charges · $133.2 million AUMSEC registeredNo commissions reportedLinden Global Strategies LLC712 Fifth Avenue, 19th Floor · New York, NY 10019 · (212) 542-5052 · Flat / fixed feesCRD 159667 · % of assets, Fixed fees · $1.6 billion AUMSEC registeredNo commissions reportedLionhunter Capital Management LLC90 Broad Street, Suite 215 · New York, NY 10004 · (212) 602-0686 · % of assets managedCRD 341117 · % of assets · $266.8 million AUMSEC registeredNo commissions reportedLions Financial Advisory45 Rockefeller Plaza, 20th Floor · New York, NY 10036 · (212) 548-6201 · Financial planningCRD 309032 · % of assets, Hourly charges, Fixed fees · $571,000 AUMState registeredNo commissions reportedLionshead Wealth Management, LLC250 West 55th Street, 17th Floor · New York, NY 10019 · (212) 967-5466 · Financial planningCRD 288526 · % of assets, Fixed fees · $229.8 million AUMSEC registeredNo commissions reportedLisanti Capital Growth LLC777 Third Avenue, 14th Floor · New York, NY 10017 · (332) 262-3100 · % of assets managedCRD 130023 · % of assets · $432.5 million AUMSEC registeredNo commissions reportedLivian & CO.450 7th Avenue, Suite 801 · New York, NY 10123 · (212) 319-8900 · Financial planningCRD 153771 · % of assets, Performance-based fees · $152.9 million AUMSEC registeredNo commissions reportedLk Financial Planning LLC295 Madison Ave., 12th Floor · New York, NY 10017 · (646) 644-6292 · Financial planningCRD 160539 · % of assets, Hourly charges, Fixed fees · $86.9 million AUMSEC registeredNo commissions reportedLocust Wood Capital Advisers, LLC90 Park Avenue, Floor 27 · New York, NY 10016 · (212) 354-5404 · % of assets managedCRD 135140 · % of assets, Performance-based fees, Other · $4.4 billion AUMSEC registeredNo commissions reported
Talking to advisers in New York? Ask each for its Form CRS and Form ADV Part 2A brochure, ask “Are you a fiduciary at all times for my accounts?”, and get every fee in writing. See questions to ask.

Listed from SEC Investment Adviser Public Disclosure — compilation reports, SEC IAPD firm summaries. Order: alphabetical — we do not rank advisers — never paid. Is something wrong? Tell us.