Seawise Financial, INC.

Financial planning in Cardiff by the Sea, CA

State registeredNo commissions reported

Call (619) 738-3079 Send a message Map ↗

Public-record details

Address: 120 Birmingham Drive, Suite 240f, Cardiff by the Sea, CA 92007
Phone: (619) 738-3079
Listed under: Financial planning, Hourly fees, % of assets managed, Retirement plan consulting
CRD number: 298012
Registration: State registered: CA
Compensation (Form ADV 5.E): Percentage of assets under management; Hourly charges
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Financial planning; Portfolio management for individuals/small businesses; Pension consulting; Selection of other advisers
Regulatory assets under management: $75.3 million
Accounts managed: 230
Clients reported (Form ADV 5.D): 67
Individual / high-net-worth clients: 53 / 14
Employees: 2
Other business activities (Form ADV 6.A): None reported
Disclosures reported on Form ADV: None reported
Latest Form ADV filing: 2026-03-02

State registered (CA) investment adviser, CRD 298012, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 298012 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
FINRA BrokerCheck — look up the individual advisers at this firm.
Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

Other advisers in Cardiff by the Sea

Pacific Rock Capital, LLC120 Birmingham Drive, Suite 120 D · Cardiff by the Sea, CA 92007 · (760) 635-3391 · % of assets managedCRD 148154 · % of assets, Performance-based fees · $7.2 million AUMState registeredNo commissions reported Torrey Capital Investments120 Birmingham Drive, Suite 240d · Cardiff-By-The-Sea, CA 92007 · (760) 557-4883 · % of assets managedCRD 134599 · % of assets · $99.8 million AUMState registeredNo commissions reported

All 3 in Cardiff by the Sea →