Pacific Rock Capital, LLC

% of assets managed in Cardiff by the Sea, CA

State registeredNo commissions reported

Call (760) 635-3391 Send a message Map ↗

Public-record details

Address: 120 Birmingham Drive, Suite 120 D, Cardiff by the Sea, CA 92007
Phone: (760) 635-3391
Listed under: % of assets managed
CRD number: 148154
Registration: State registered: CA
Compensation (Form ADV 5.E): Percentage of assets under management; Performance-based fees
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Portfolio management for individuals/small businesses
Regulatory assets under management: $7.2 million
Accounts managed: 15
Clients reported (Form ADV 5.D): 1
Employees: 1
Other business activities (Form ADV 6.A): None reported
Disclosures reported on Form ADV: None reported
Latest Form ADV filing: 2026-03-12

State registered (CA) investment adviser, CRD 148154, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 148154 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
FINRA BrokerCheck — look up the individual advisers at this firm.

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

Other advisers in Cardiff by the Sea

Seawise Financial, INC.120 Birmingham Drive, Suite 240f · Cardiff by the Sea, CA 92007 · (619) 738-3079 · Financial planningCRD 298012 · % of assets, Hourly charges · $75.3 million AUMState registeredNo commissions reported Torrey Capital Investments120 Birmingham Drive, Suite 240d · Cardiff-By-The-Sea, CA 92007 · (760) 557-4883 · % of assets managedCRD 134599 · % of assets · $99.8 million AUMState registeredNo commissions reported

All 3 in Cardiff by the Sea →