Wealth Compass Financial, INC.
% of assets managed in Carlsbad, CA
SEC registeredNo commissions reported
Public-record details
- Address
- 5860 Owens Avenue, Suite 100, Carlsbad, CA 92008
- Phone
- (760) 509-4000
- Listed under
- % of assets managed
- CRD number
- 290139
- Registration
- SEC registered since 2026-01-21
- Compensation (Form ADV 5.E)
- Percentage of assets under management
- Commissions
- None reported (Form ADV Item 5.E)
- Services (Form ADV 5.G)
- Portfolio management for individuals/small businesses; Selection of other advisers
- Regulatory assets under management
- $115.4 million
- Accounts managed
- 568
- Clients reported (Form ADV 5.D)
- 251
- Individual / high-net-worth clients
- 198 / 38
- Employees
- 2
- Other business activities (Form ADV 6.A)
- None reported
- Disclosures reported on Form ADV
- None reported
- Latest Form ADV filing
- 2026-04-27
Read the official record
- SEC IAPD summary for CRD 290139 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
- FINRA BrokerCheck — look up the individual advisers at this firm.
- Firm website (as listed on Form ADV)
All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.
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