77 Financial Group

Public-record details

Address

1241 Carlsbad Village Drive, Suite 100/a, Carlsbad, CA 92008

Phone

(858) 283-7185

Listed under

Financial planning, Flat / fixed fees, % of assets managed, Retirement plan consulting

Legal name

77 Financial Group LLC

CRD number

312367

Registration

State registered: AZ, CA, VA

Compensation (Form ADV 5.E)

Percentage of assets under management; Subscription fees; Fixed fees

Commissions

None reported (Form ADV Item 5.E)

Services (Form ADV 5.G)

Financial planning; Portfolio management for individuals/small businesses; Pension consulting; Educational seminars/workshops

Regulatory assets under management

$27.1 million

Accounts managed

125

Clients reported (Form ADV 5.D)

78

Individual / high-net-worth clients

78 / 0

Employees

3

Other business activities (Form ADV 6.A)

Also active as: insurance broker or agent, accountant or accounting firm

Disclosures reported on Form ADV

None reported

Latest Form ADV filing

2026-06-24

State registered (AZ, CA, VA) investment adviser, CRD 312367, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

• SEC IAPD summary for CRD 312367 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
• FINRA BrokerCheck — look up the individual advisers at this firm.
• Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.