1st Financial Investment, INC.

Public-record details

Address

116 North State Street, 1st Floor, Clark's Summit, PA 18411

Phone

(570) 585-6100

Listed under

Financial planning, Hourly fees, % of assets managed

CRD number

283072

Registration

State registered: CO, LA, MN, PA

Compensation (Form ADV 5.E)

Percentage of assets under management; Hourly charges

Commissions

None reported (Form ADV Item 5.E)

Services (Form ADV 5.G)

Financial planning; Portfolio management for individuals/small businesses; Selection of other advisers; Educational seminars/workshops

Regulatory assets under management

$782,150

Accounts managed

27

Clients reported (Form ADV 5.D)

16

Individual / high-net-worth clients

12 / 4

Employees

8

Other business activities (Form ADV 6.A)

Also active as: registered representative of a broker-dealer, insurance broker or agent, accountant or accounting firm, other financial product salesperson

Disclosures reported on Form ADV

None reported

Latest Form ADV filing

2026-07-21

State registered (CO, LA, MN…) investment adviser, CRD 283072, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

• SEC IAPD summary for CRD 283072 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
• FINRA BrokerCheck — look up the individual advisers at this firm.
• Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.