One Hopper Asset Management

Public-record details

Address

2520 Genesee Street, Utica, NY 13502

Phone

(315) 734-1410

Listed under

Financial planning, Hourly fees, % of assets managed

Legal name

Brooks, Wayne I

CRD number

168816

Registration

SEC registered since 2022-07-13

Compensation (Form ADV 5.E)

Percentage of assets under management; Hourly charges

Commissions

None reported (Form ADV Item 5.E)

Services (Form ADV 5.G)

Financial planning; Portfolio management for individuals/small businesses; Educational seminars/workshops

Regulatory assets under management

$57.5 million

Accounts managed

124

Clients reported (Form ADV 5.D)

66

Individual / high-net-worth clients

57 / 8

Employees

3

Other business activities (Form ADV 6.A)

Also active as: registered representative of a broker-dealer, insurance broker or agent

Disclosures reported on Form ADV

None reported

Latest Form ADV filing

2026-03-31

SEC registered investment adviser, CRD 168816, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

• SEC IAPD summary for CRD 168816 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
• FINRA BrokerCheck — look up the individual advisers at this firm.

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.