Fee-OnlyFinder

Advisers in Utica, NY

5 advisers in Utica — 5 registered with SEC or state. Alphabetical. We do not rate or rank advisers.

Financial planning (4)Flat / fixed fees (3)Retirement plan consulting (3)

All advisers

Adirondack Financial Services Corp185 Genesee Street, Suite 210 · Utica, NY 13501 · (315) 724-4186 · Financial planningCRD 126155 · % of assets, Fixed fees · $461.8 million AUMSEC registeredNo commissions reportedCaruso McLean & CO., INC.130 Lomond Court · Utica, NY 13502 · (315) 724-5105 · Financial planningCRD 126084 · % of assets, Fixed fees · $281.8 million AUMSEC registeredNo commissions reportedJc Miano Investment Advisory Service258 Genesee St. · Utica, NY 13502 · (315) 734-0703 · % of assets managedCRD 132484 · % of assets · $54.5 million AUMSEC registeredNo commissions reportedOne Hopper Asset Management2520 Genesee Street · Utica, NY 13502 · (315) 734-1410 · Financial planningCRD 168816 · % of assets, Hourly charges · $57.5 million AUMSEC registeredNo commissions reportedStrategic Financial Services114 Business Park Drive · Utica, NY 13502 · (315) 724-1776 · Financial planningCRD 109677 · % of assets, Fixed fees · $2.8 billion AUMSEC registeredNo commissions reported
Talking to advisers in Utica? Ask each for its Form CRS and Form ADV Part 2A brochure, ask “Are you a fiduciary at all times for my accounts?”, and get every fee in writing. See questions to ask.

Listed from SEC Investment Adviser Public Disclosure — compilation reports, SEC IAPD firm summaries. Order: alphabetical — we do not rank advisers — never paid. Is something wrong? Tell us.