Fee-OnlyFinder

Dw Financial INC

Financial planning in Anaheim, CA

State registeredNo commissions reported

Call (714) 632-0500Send a messageMap ↗

Public-record details

Address
1230 N Jefferson, Suite K, Anaheim, CA 92807
Phone
(714) 632-0500
Listed under
Financial planning, Flat / fixed fees
CRD number
136882
Registration
State registered: CA
Compensation (Form ADV 5.E)
Fixed fees
Commissions
None reported (Form ADV Item 5.E)
Services (Form ADV 5.G)
Financial planning; Portfolio management for individuals/small businesses
Regulatory assets under management
$48.0 million
Accounts managed
103
Clients reported (Form ADV 5.D)
103
Individual / high-net-worth clients
103 / 0
Employees
3
Other business activities (Form ADV 6.A)
None reported
Disclosures reported on Form ADV
None reported
Latest Form ADV filing
2026-05-26

State registered (CA) investment adviser, CRD 136882, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

Other advisers in Anaheim

Aegis Asset Management, INC.2331 West Lincoln Avenue · Anaheim, CA 92801 · (714) 635-9900 · % of assets managedCRD 305008 · % of assets · $9.2 million AUMState registeredNo commissions reportedBsias Advisors, LLC155 N. Riverview Drive, # 122 · Anaheim, CA 92808 · (714) 769-9130 · % of assets managedCRD 128576 · % of assets · $56.9 million AUMState registeredNo commissions reportedCentaurus Financial, INC.2300 East Katella Ave, Suite 200 · Anaheim, CA 92806 · (714) 456-1790 · Financial planningCRD 30833 · % of assets, Hourly charges, Fixed fees · $9.7 billion AUMSEC registeredNo commissions reportedChatterton & Associates3061 E. La Palma Ave. · Anaheim, CA 92806 · (714) 572-2050 · Financial planningCRD 132295 · % of assets, Fixed fees · $1.3 billion AUMSEC registeredNo commissions reportedMosley Wealth Management, INC.2401 E. Katella Avenue, Suite 270 · Anaheim, CA 92806 · (714) 421-4288 · % of assets managedCRD 318592 · % of assets · $279.5 million AUMSEC registeredNo commissions reportedRetirementadvice | Jka1251 N. Manassero St., Suite #405a · Anaheim, CA 92807 · (714) 779-9200 · Financial planningCRD 153803 · % of assets, Hourly charges, Fixed fees · $267.3 million AUMSEC registeredNo commissions reportedSlaten Wealth Management501 N. Brookhurst St., Suite 318 · Anaheim, CA 92801 · (800) 698-2560 · % of assets managedCRD 322802 · % of assets · $36.2 million AUMState registeredNo commissions reportedStravida Wealth LLC1183 N Kraemer Blvd · Anaheim, CA 92806 · (562) 225-5581 · Financial planningCRD 335465 · % of assets, Fixed fees · $1.3 million AUMState registeredNo commissions reported

All 9 in Anaheim →