Chatterton & Associates

Public-record details

Address

3061 E. La Palma Ave., Anaheim, CA 92806

Phone

(714) 572-2050

Listed under

Financial planning, Flat / fixed fees, % of assets managed

Legal name

Chatterton & Associates, the Wealth Management Team, INC.

CRD number

132295

Registration

SEC registered since 2004-08-06

Compensation (Form ADV 5.E)

Percentage of assets under management; Fixed fees

Commissions

None reported (Form ADV Item 5.E)

Services (Form ADV 5.G)

Financial planning; Portfolio management for individuals/small businesses; Selection of other advisers; Educational seminars/workshops

Regulatory assets under management

$1.3 billion

Accounts managed

2,908

Clients reported (Form ADV 5.D)

1,542

Individual / high-net-worth clients

1,145 / 397

Employees

31

Other business activities (Form ADV 6.A)

Also active as: registered representative of a broker-dealer, insurance broker or agent, other financial product salesperson

Disclosures reported on Form ADV

None reported

Latest Form ADV filing

2026-03-20

SEC registered investment adviser, CRD 132295, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

• SEC IAPD summary for CRD 132295 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
• FINRA BrokerCheck — look up the individual advisers at this firm.
• Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.