Spectrum Financial Alliance, LTD., L.L.C.

Financial planning in Nicholasville, KY

SEC registeredNo commissions reported

Call (859) 223-6333 Send a message Map ↗

Public-record details

Address: 105 Wind Haven Drive, Nicholasville, KY 40356
Phone: (859) 223-6333
Listed under: Financial planning, Flat / fixed fees, % of assets managed, Retirement plan consulting
CRD number: 125147
Registration: SEC registered since 2014-03-31
Compensation (Form ADV 5.E): Percentage of assets under management; Fixed fees
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Financial planning; Portfolio management for individuals/small businesses; Pension consulting; Educational seminars/workshops
Regulatory assets under management: $813.0 million
Accounts managed: 2,056
Clients reported (Form ADV 5.D): 674
Individual / high-net-worth clients: 387 / 287
Employees: 14
Other business activities (Form ADV 6.A): Also active as: lawyer or law firm
Disclosures reported on Form ADV: None reported
Latest Form ADV filing: 2026-08-10

SEC registered investment adviser, CRD 125147, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 125147 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
FINRA BrokerCheck — look up the individual advisers at this firm.
Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.