James Investment Research INC

Financial planning in Xenia, OH

SEC registeredNo commissions reported

Call (937) 426-7640 Send a message Map ↗

Public-record details

Address: 1349 Fairground Road, Xenia, OH 45385
Phone: (937) 426-7640
Listed under: Financial planning, Hourly fees, Flat / fixed fees, % of assets managed
CRD number: 110433
Registration: SEC registered since 1976-10-02
Compensation (Form ADV 5.E): Percentage of assets under management; Hourly charges; Fixed fees; Other (Project-Based Fees)
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Financial planning; Portfolio management for individuals/small businesses; Selection of other advisers
Regulatory assets under management: $1.2 billion
Accounts managed: 692
Clients reported (Form ADV 5.D): 431
Individual / high-net-worth clients: 295 / 109
Employees: 15
Other business activities (Form ADV 6.A): None reported
Disclosures reported on Form ADV: None reported
Latest Form ADV filing: 2026-05-18

SEC registered investment adviser, CRD 110433, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 110433 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
FINRA BrokerCheck — look up the individual advisers at this firm.
Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.