Safford Nicholas H & CO INC

Flat / fixed fees in Rockport, MA

SEC registeredNo commissions reported

Call (978) 546-2462 Send a message Map ↗

Public-record details

Address: 9 Cleaves Street, Rockport, MA 01966
Phone: (978) 546-2462
Listed under: Flat / fixed fees, % of assets managed
CRD number: 104740
Registration: SEC registered since 1983-08-02
Compensation (Form ADV 5.E): Percentage of assets under management; Fixed fees; Other (Percentage of Assets Under Other Investment Advisers' Management)
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Portfolio management for individuals/small businesses
Regulatory assets under management: $1.8 billion
Accounts managed: 155
Clients reported (Form ADV 5.D): 155
Individual / high-net-worth clients: 19 / 136
Employees: 8
Other business activities (Form ADV 6.A): None reported
Disclosures reported on Form ADV: None reported
Latest Form ADV filing: 2026-03-30

SEC registered investment adviser, CRD 104740, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 104740 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
FINRA BrokerCheck — look up the individual advisers at this firm.

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.