18925 Base Camp Road, Suite 203, Monument, CO 80132
Phone
(719) 488-9956
Listed under
% of assets managed
CRD number
46727
Registration
SEC registered since 2004-02-06
Compensation (Form ADV 5.E)
Percentage of assets under management
Commissions
None reported (Form ADV Item 5.E)
Services (Form ADV 5.G)
Portfolio management for individuals/small businesses
Regulatory assets under management
$2.2 billion
Accounts managed
1,505
Clients reported (Form ADV 5.D)
1,505
Individual / high-net-worth clients
1,314 / 125
Employees
255
Other business activities (Form ADV 6.A)
Also active as: broker-dealer
Disclosures reported on Form ADV
Yes — see IAPD for details
Latest Form ADV filing
2026-08-13
SEC registered investment adviser, CRD 46727, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.
Read the official record
SEC IAPD summary for CRD 46727 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums), and details of the disclosures reported on Form ADV.
Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. A “Yes” for disclosures is a public-record fact from Form ADV Item 11; it can relate to the firm or its advisory affiliates, can be old, and does not by itself describe the outcome. We do not rate or rank advisers.
All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.