Fee-OnlyFinder

Alley Company

% of assets managed in Lake Forest, IL

SEC registeredNo commissions reported

Call (847) 482-0938Send a messageMap ↗

Public-record details

Address
272 Market Square, Suite 214, Lake Forest, IL 60045
Phone
(847) 482-0938
Listed under
% of assets managed
Legal name
Alley Investment Management Company, LLC
CRD number
317544
Registration
SEC registered since 2021-12-16
Compensation (Form ADV 5.E)
Percentage of assets under management
Commissions
None reported (Form ADV Item 5.E)
Services (Form ADV 5.G)
Portfolio management for individuals/small businesses; Selection of other advisers
Regulatory assets under management
$907.2 million
Accounts managed
486
Clients reported (Form ADV 5.D)
170
Individual / high-net-worth clients
36 / 125
Employees
9
Other business activities (Form ADV 6.A)
Also active as: other financial product salesperson
Disclosures reported on Form ADV
None reported
Latest Form ADV filing
2026-03-30

SEC registered investment adviser, CRD 317544, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

Other advisers in Lake Forest

Buss Capital Management, LLC250 E. Illinois Road, Suite 4 · Lake Forest, IL 60045 · (312) 231-4490 · Financial planningCRD 165447 · % of assets · $29.6 million AUMState registeredNo commissions reportedCrescent Grove Advisors100 South Saunders Road, Suite 210 · Lake Forest, IL 60045 · (847) 752-0292 · Financial planningCRD 170912 · % of assets, Hourly charges, Fixed fees · $5.5 billion AUMSEC registeredNo commissions reportedHorizon Capital Management, LLCOne Westminster Place, Suite 100a · Lake Forest, IL 60045 · (847) 738-0801 · Financial planningCRD 132113 · % of assets, Fixed fees · $136.2 million AUMSEC registeredNo commissions reportedNorth Shore Capital Group Investment Advisors, INCOne Westminster Place, Suite 110a · Lake Forest, IL 60045 · (847) 735-9200 · Financial planningCRD 309269 · % of assets, Hourly charges · $38.1 million AUMState registeredNo commissions reportedNorth Shore Private Asset Management, LLC222 E. Wisconsin Ave, Suite 102 · Lake Forest, IL 60045 · (888) 375-4918 · Financial planningCRD 130132 · % of assets, Hourly charges, Fixed fees · $572.6 million AUMSEC registeredNo commissions reportedObar Wealth Management LLC276 E Deerpath Rd, #556 · Lake Forest, IL 60045 · (847) 613-1282 · Financial planningCRD 332815 · % of assets, Hourly charges, Fixed fees · $2.3 million AUMState registeredNo commissions reportedTree City Investments, INC.500 N. Western Ave., Suite 202 · Lake Forest, IL 60045 · (847) 668-1120 · % of assets managedCRD 141279 · % of assets · $49.1 million AUMState registeredNo commissions reportedTsfg, LLC1052 N Western Avenue · Lake Forest, IL 60045 · (847) 735-7100 · Financial planningCRD 172555 · % of assets · $642.8 million AUMSEC registeredNo commissions reported

All 11 in Lake Forest →