Peace of Mind Wealth Management

Financial planning in Raleigh, NC

SEC registeredNo commissions reported

Call (919) 787-8866 Send a message Map ↗

Public-record details

Address: 4101 Lake Boone Trail, Suite 111, Raleigh, NC 27607
Phone: (919) 787-8866
Listed under: Financial planning, Flat / fixed fees, % of assets managed
Legal name: Pom Investment Strategies, LLC
CRD number: 317067
Registration: SEC registered since 2021-11-16
Compensation (Form ADV 5.E): Percentage of assets under management; Fixed fees
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Financial planning; Portfolio management for individuals/small businesses; Selection of other advisers
Regulatory assets under management: $283.3 million
Accounts managed: 877
Clients reported (Form ADV 5.D): 329
Individual / high-net-worth clients: 174 / 150
Employees: 18
Other business activities (Form ADV 6.A): None reported
Disclosures reported on Form ADV: None reported
Latest Form ADV filing: 2026-09-25

SEC registered investment adviser, CRD 317067, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 317067 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
FINRA BrokerCheck — look up the individual advisers at this firm.
Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

Other advisers in Raleigh

Advisorstrust Partners LLC9121 Anson Way, Suite 200 · Raleigh, NC 27615 · (919) 298-2458 · Financial planningCRD 304967 · % of assets, Hourly charges · $435.3 million AUMSEC registeredNo commissions reported Aim Advisors, LLC421 N. Harrington Street, Suite 630 · Raleigh, NC 27603 · (919) 758-8911 · Financial planningCRD 325125 · % of assets, Hourly charges, Fixed fees · $158.2 million AUMSEC registeredNo commissions reported Ark Royal Wealth Management LLC2700 Wycliff Road, Suite 360 · Raleigh, NC 27607 · (919) 710-8665 · Financial planningCRD 175151 · % of assets, Hourly charges, Fixed fees · $169.3 million AUMSEC registeredNo commissions reported Armor Investment Advisors, LLC4101 Lake Boone Trail, Suite 208 · Raleigh, NC 27607 · (919) 571-4382 · Financial planningCRD 134200 · % of assets, Hourly charges, Fixed fees · $356.0 million AUMSEC registeredNo commissions reported Beacon Financial Strategies Corp.7100 Six Forks Road, Suite 135 · Raleigh, NC 27615 · (919) 803-3801 · Financial planningCRD 132987 · % of assets, Hourly charges, Fixed fees · $309.4 million AUMSEC registeredNo commissions reported Beacon Wealthcare LLC1633 Glenwood Ave · Raleigh, NC 27608 · (919) 821-5225 · Financial planningCRD 312556 · % of assets, Fixed fees · $308.3 million AUMSEC registeredNo commissions reported Broad Reach Capital LLC1101 Haynes St, Suite 213 · Raleigh, NC 27604 · (919) 309-9325 · Financial planningCRD 144686 · % of assets, Hourly charges, Fixed fees · $180.5 million AUMSEC registeredNo commissions reported Capital Advisers, INC.100 East Six Forks Road, Suite 250 · Raleigh, NC 27609 · (919) 865-1930 · Hourly feesCRD 118442 · % of assets, Hourly charges · $620.0 million AUMSEC registeredNo commissions reported

All 56 in Raleigh →