Sovereign Asset Management

Public-record details

Address

4043 Maple Road, Suite 210 a, Amherst, NY 14226

Phone

(716) 768-1463

Listed under

Financial planning, % of assets managed

Legal name

The Money Men, INC.

CRD number

285103

Registration

SEC registered since 2018-02-21

Compensation (Form ADV 5.E)

Percentage of assets under management

Commissions

None reported (Form ADV Item 5.E)

Services (Form ADV 5.G)

Financial planning; Portfolio management for individuals/small businesses; Selection of other advisers

Regulatory assets under management

$176.0 million

Accounts managed

729

Clients reported (Form ADV 5.D)

350

Individual / high-net-worth clients

285 / 65

Employees

2

Other business activities (Form ADV 6.A)

Also active as: insurance broker or agent

Disclosures reported on Form ADV

None reported

Latest Form ADV filing

2026-03-10

SEC registered investment adviser, CRD 285103, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

• SEC IAPD summary for CRD 285103 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
• FINRA BrokerCheck — look up the individual advisers at this firm.

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.