Optimal Planning LLC

Financial planning in Concord, NC

State registeredNo commissions reported

Call (704) 782-7233 Send a message Map ↗

Public-record details

Address: 1028 Lee-Ann Drive, Suite 220, Concord, NC 28025
Phone: (704) 782-7233
Listed under: Financial planning, % of assets managed
CRD number: 283885
Registration: State registered: NC
Compensation (Form ADV 5.E): Percentage of assets under management
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Financial planning; Portfolio management for individuals/small businesses; Educational seminars/workshops
Regulatory assets under management: $43.4 million
Accounts managed: 146
Clients reported (Form ADV 5.D): 100
Individual / high-net-worth clients: 100 / 0
Employees: 1
Other business activities (Form ADV 6.A): Also active as: insurance broker or agent
Disclosures reported on Form ADV: None reported
Latest Form ADV filing: 2026-03-31

State registered (NC) investment adviser, CRD 283885, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 283885 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
FINRA BrokerCheck — look up the individual advisers at this firm.
Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

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