Asc 401(k) Management

Hourly fees in Appleton, WI

State registeredNo commissions reported

Call (920) 888-1272 Send a message Map ↗

Public-record details

Address: 4321 W. College Ave, Suite 200, Appleton, WI 54914
Phone: (920) 888-1272
Listed under: Hourly fees, Flat / fixed fees, % of assets managed, Retirement plan consulting
Legal name: Asc Wealth & Retirement Advisors LLC
CRD number: 220516
Registration: State registered: WI
Compensation (Form ADV 5.E): Percentage of assets under management; Hourly charges; Fixed fees; Other (Selection of Other Advisers)
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Portfolio management for individuals/small businesses; Pension consulting; Selection of other advisers
Regulatory assets under management: $26.8 million
Accounts managed: 132
Clients reported (Form ADV 5.D): 132
Individual / high-net-worth clients: 120 / 12
Employees: 1
Other business activities (Form ADV 6.A): None reported
Disclosures reported on Form ADV: None reported
Latest Form ADV filing: 2026-03-03

State registered (WI) investment adviser, CRD 220516, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 220516 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
FINRA BrokerCheck — look up the individual advisers at this firm.
Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

Other advisers in Appleton

Avaii Wealth Management, LLC2101 N Casaloma Dr · Appleton, WI 54913 · (920) 214-1212 · Financial planningCRD 298165 · % of assets, Hourly charges, Fixed fees · $602.8 million AUMSEC registeredNo commissions reported Collar Capital Management, LLC100 West Lawrence St., Suite 418 · Appleton, WI 54911 · (920) 830-1556 · Financial planningCRD 152325 · % of assets, Fixed fees · $176.3 million AUMSEC registeredNo commissions reported Conceptual Financial Advisors, LLC2561 E. Calumet St. · Appleton, WI 54915 · (920) 731-9500 · Financial planningCRD 167513 · % of assets, Hourly charges, Fixed fees · $189.9 million AUMSEC registeredNo commissions reported Copper Harbor Investment Advisors, LLC250 North Metro Drive, Suite a · Appleton, WI 54913 · (920) 441-0300 · Financial planningCRD 169978 · % of assets, Hourly charges · $805.0 million AUMSEC registeredNo commissions reported Cornerstone Financial Group158 E Northland Ave · Appleton, WI 54911 · (920) 832-3821 · Financial planningCRD 324255 · % of assets, Hourly charges, Fixed fees · $220.2 million AUMSEC registeredNo commissions reported Denarius Wealth Management3701 E Evergreen Dr Ste 225 · Appleton, WI 54913 · (920) 941-0225 · Financial planningCRD 168989 · % of assets, Hourly charges, Fixed fees · $3.8 million AUMState registeredNo commissions reported Duell Financial Strategies4190 Boardwalk CT · Appleton, WI 54914 · (920) 832-3720 · Flat / fixed feesCRD 140283 · % of assets, Fixed fees · $319.2 million AUMState registeredNo commissions reported Endowment Wealth Management, INC.W6272 Communication Court · Appleton, WI 54914 · (920) 785-6010 · Financial planningCRD 108652 · % of assets, Hourly charges, Fixed fees · $609.2 million AUMSEC registeredNo commissions reported

All 21 in Appleton →