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Daehan Securities,inc

% of assets managed in Los Angeles, CA

State registeredNo commissions reported

Call (323) 734-5000Send a messageMap ↗

Public-record details

Address
3435 Wilshire Blvd Ste 1400, Los Angeles, CA 90010
Phone
(323) 734-5000
Listed under
% of assets managed
Legal name
Daehan Securities, INC.
CRD number
167216
Registration
State registered: CA
Compensation (Form ADV 5.E)
Percentage of assets under management
Commissions
None reported (Form ADV Item 5.E)
Services (Form ADV 5.G)
Portfolio management for individuals/small businesses
Regulatory assets under management
$4.7 million
Accounts managed
35
Clients reported (Form ADV 5.D)
35
Individual / high-net-worth clients
20 / 15
Employees
1
Other business activities (Form ADV 6.A)
Also active as: insurance broker or agent
Disclosures reported on Form ADV
None reported
Latest Form ADV filing
2026-07-31

State registered (CA) investment adviser, CRD 167216, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

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