Daniel Investment Associates, LLC

% of assets managed in Santa Barbara, CA

SEC registeredNo commissions reported

Call (805) 845-7724 Send a message Map ↗

Public-record details

Address: 923 Saint Vincent Avenue, Suite B, Santa Barbara, CA 93101
Phone: (805) 845-7724
Listed under: % of assets managed
CRD number: 157284
Registration: SEC registered since 2013-04-02
Compensation (Form ADV 5.E): Percentage of assets under management
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Portfolio management for individuals/small businesses
Regulatory assets under management: $225.3 million
Accounts managed: 33
Clients reported (Form ADV 5.D): 33
Individual / high-net-worth clients: 0 / 28
Employees: 1
Other business activities (Form ADV 6.A): None reported
Disclosures reported on Form ADV: Yes — see IAPD for details
Latest Form ADV filing: 2026-03-18

SEC registered investment adviser, CRD 157284, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 157284 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums), and details of the disclosures reported on Form ADV.
FINRA BrokerCheck — look up the individual advisers at this firm.
Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. A “Yes” for disclosures is a public-record fact from Form ADV Item 11; it can relate to the firm or its advisory affiliates, can be old, and does not by itself describe the outcome. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

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