The Retirement Readiness Institute

Public-record details

Address

7777 Glades Rd., Suite 100, Boca Raton, FL 33434

Phone

(561) 296-3331

Listed under

Flat / fixed fees, % of assets managed, Retirement plan consulting

Legal name

401(k) Certified Independent Investment Advisors, LLC

CRD number

151123

Registration

State registered: CA, CO, FL, NJ

Compensation (Form ADV 5.E)

Percentage of assets under management; Fixed fees

Commissions

None reported (Form ADV Item 5.E)

Services (Form ADV 5.G)

Portfolio management for individuals/small businesses; Pension consulting

Regulatory assets under management

$18.3 million

Accounts managed

46

Clients reported (Form ADV 5.D)

21

Individual / high-net-worth clients

21 / 0

Employees

1

Other business activities (Form ADV 6.A)

Also active as: insurance broker or agent

Disclosures reported on Form ADV

None reported

Latest Form ADV filing

2026-06-18

State registered (CA, CO, FL…) investment adviser, CRD 151123, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

• SEC IAPD summary for CRD 151123 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
• FINRA BrokerCheck — look up the individual advisers at this firm.
• Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.