Wealth Asset Managers
% of assets managed in Spokane, WA
SEC registeredNo commissions reported
Public-record details
- Address
- 7307 N. Division St., Suite 220, Spokane, WA 99208
- Phone
- (509) 838-1313
- Listed under
- % of assets managed
- Legal name
- Nelson Securities,inc.
- CRD number
- 14377
- Registration
- SEC registered since 1992-05-07
- Compensation (Form ADV 5.E)
- Percentage of assets under management
- Commissions
- None reported (Form ADV Item 5.E)
- Services (Form ADV 5.G)
- Portfolio management for individuals/small businesses
- Regulatory assets under management
- $321.9 million
- Accounts managed
- 2,006
- Clients reported (Form ADV 5.D)
- 2,003
- Individual / high-net-worth clients
- 1,996 / 0
- Employees
- 15
- Other business activities (Form ADV 6.A)
- Also active as: broker-dealer, insurance broker or agent
- Disclosures reported on Form ADV
- None reported
- Latest Form ADV filing
- 2026-09-05
Read the official record
- SEC IAPD summary for CRD 14377 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
- FINRA BrokerCheck — look up the individual advisers at this firm.
- Firm website (as listed on Form ADV)
All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.
Other advisers in Spokane
917 Advisory Services LLCSEC registeredNo commissions reportedApex Advisory Group, INC.State registeredNo commissions reportedChair Six Financial Planning, PLLCState registeredNo commissions reportedColumbia Advisory Partners, LLCSEC registeredNo commissions reportedFellowship Financial PlanningSEC registeredNo commissions reportedFinancial Forum, INC.SEC registeredNo commissions reportedFinn Wealth Management LLCState registeredNo commissions reportedFortitude Financial LLCSEC registeredNo commissions reported