1985 Bonifacio Street, Suite 201, Concord, CA 94520
Phone
(925) 689-1360
Listed under
% of assets managed, Retirement plan consulting
Legal name
Downs & Tsuruda, INC.
CRD number
136297
Registration
State registered: CA
Compensation (Form ADV 5.E)
Percentage of assets under management; Other (Percentage of Plan Assets)
Commissions
None reported (Form ADV Item 5.E)
Services (Form ADV 5.G)
Portfolio management for individuals/small businesses; Pension consulting
Regulatory assets under management
$87.4 million
Accounts managed
102
Clients reported (Form ADV 5.D)
40
Individual / high-net-worth clients
13 / 27
Employees
3
Other business activities (Form ADV 6.A)
None reported
Disclosures reported on Form ADV
None reported
Latest Form ADV filing
2026-02-26
State registered (CA) investment adviser, CRD 136297, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.
Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.
All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.