The Capital Group

Financial planning in Warwick, RI

State registeredNo commissions reported

Call (401) 943-2210 Send a message Map ↗

Public-record details

Address: 300 Jefferson Blvd., Suite 205, Warwick, RI 02888
Phone: (401) 943-2210
Listed under: Financial planning, Hourly fees, % of assets managed
Legal name: The Capital Group Investment Advisors INC
CRD number: 129615
Registration: State registered: FL, MA, RI
Compensation (Form ADV 5.E): Percentage of assets under management; Hourly charges
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Financial planning; Portfolio management for individuals/small businesses; Selection of other advisers
Regulatory assets under management: $62.8 million
Accounts managed: 276
Clients reported (Form ADV 5.D): 289
Individual / high-net-worth clients: 276 / 6
Employees: 1
Other business activities (Form ADV 6.A): None reported
Disclosures reported on Form ADV: None reported
Latest Form ADV filing: 2026-03-12

State registered (FL, MA, RI) investment adviser, CRD 129615, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 129615 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
FINRA BrokerCheck — look up the individual advisers at this firm.
Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

Other advisers in Warwick

Arlen Capital, LLC117 Metro Center Boulevard, Suite 2006 · Warwick, RI 02886 · (401) 854-3500 · % of assets managedCRD 118113 · % of assets · $348.8 million AUMSEC registeredNo commissions reported Diversified Resources, LLC70 Jefferson Blvd, 4th Floor · Warwick, RI 02888 · (401) 941-1500 · Financial planningCRD 31346 · % of assets, Hourly charges, Fixed fees · $268.8 million AUMSEC registeredNo commissions reported Financial Independence, LLC931 Jefferson Blvd., Suite 2005 · Warwick, RI 02886 · (401) 681-4825 · Financial planningCRD 150515 · % of assets, Hourly charges, Fixed fees · $288.1 million AUMSEC registeredNo commissions reported Guidici Wealth Management LLC250b Centerville Road · Warwick, RI 02886 · (844) 484-3424 · % of assets managedCRD 330832 · % of assets · $14.1 million AUMState registeredNo commissions reported Old Forge Wealth Management, LLC3351 Post Road, First Floor · Warwick, RI 02886 · (401) 885-5787 · Financial planningCRD 323417 · % of assets, Hourly charges · $99.0 million AUMState registeredNo commissions reported Spinnaker Asset Management INC.250a Centerville Road, Suite 2 · Warwick, RI 02886 · (401) 884-3210 · Financial planningCRD 148489 · % of assets, Hourly charges, Fixed fees · $45.5 million AUMState registeredNo commissions reported

All 7 in Warwick →