Tortoise Investment Management, LLC

Public-record details

Address

2 Westchester Park Drive, Suite 215, White Plains, NY 10604

Phone

(914) 686-0024

Listed under

Financial planning, % of assets managed

CRD number

128723

Registration

SEC registered since 2006-01-13

Compensation (Form ADV 5.E)

Percentage of assets under management

Commissions

None reported (Form ADV Item 5.E)

Services (Form ADV 5.G)

Financial planning; Portfolio management for individuals/small businesses

Regulatory assets under management

$2.1 billion

Accounts managed

3,029

Clients reported (Form ADV 5.D)

504

Individual / high-net-worth clients

144 / 360

Employees

21

Other business activities (Form ADV 6.A)

None reported

Disclosures reported on Form ADV

None reported

Latest Form ADV filing

2026-03-27

SEC registered investment adviser, CRD 128723, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

• SEC IAPD summary for CRD 128723 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
• FINRA BrokerCheck — look up the individual advisers at this firm.
• Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.