Shaker Financial Services
% of assets managed in Annapolis, MD
SEC registeredNo commissions reported
Public-record details
- Address
- 1997 Annapolis Exchange Parkway, Suite 300-349, Annapolis, MD 21401
- Phone
- (410) 224-0572
- Listed under
- % of assets managed
- Legal name
- Shaker Financial Services, LLC
- CRD number
- 121534
- Registration
- SEC registered since 2004-01-23
- Compensation (Form ADV 5.E)
- Percentage of assets under management
- Commissions
- None reported (Form ADV Item 5.E)
- Services (Form ADV 5.G)
- Portfolio management for individuals/small businesses
- Regulatory assets under management
- $286.3 million
- Accounts managed
- 588
- Clients reported (Form ADV 5.D)
- 329
- Individual / high-net-worth clients
- 228 / 101
- Employees
- 6
- Other business activities (Form ADV 6.A)
- None reported
- Disclosures reported on Form ADV
- None reported
- Latest Form ADV filing
- 2026-03-27
Read the official record
- SEC IAPD summary for CRD 121534 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
- FINRA BrokerCheck — look up the individual advisers at this firm.
- Firm website (as listed on Form ADV)
All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.
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