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Lawrence J. Chazen, INC.

Flat / fixed fees in Carmel, CA

State registeredNo commissions reported

Call (831) 601-9701Send a messageMap ↗

Public-record details

Address
6 Th and Mission Street, Second Floor, Carmel, CA 93921
Phone
(831) 601-9701
Listed under
Flat / fixed fees
CRD number
119350
Registration
State registered: CA
Compensation (Form ADV 5.E)
Fixed fees
Commissions
None reported (Form ADV Item 5.E)
Services (Form ADV 5.G)
Portfolio management for individuals/small businesses
Regulatory assets under management
$35.0 million
Accounts managed
4
Clients reported (Form ADV 5.D)
4
Individual / high-net-worth clients
0 / 4
Employees
1
Other business activities (Form ADV 6.A)
Also active as: other financial product salesperson
Disclosures reported on Form ADV
None reported
Latest Form ADV filing
2026-01-05

State registered (CA) investment adviser, CRD 119350, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

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