Epl Investment Advisory LLC

Public-record details

Address

3035 S Ellsworth Road, 109, Mesa, AZ 85212

Phone

(480) 831-1731

Listed under

Hourly fees, Flat / fixed fees, % of assets managed, Retirement plan consulting

CRD number

118168

Registration

State registered: AZ

Compensation (Form ADV 5.E)

Percentage of assets under management; Hourly charges; Fixed fees

Commissions

None reported (Form ADV Item 5.E)

Services (Form ADV 5.G)

Portfolio management for individuals/small businesses; Pension consulting

Regulatory assets under management

$22.0 million

Accounts managed

100

Clients reported (Form ADV 5.D)

Fewer than 5

Employees

1

Other business activities (Form ADV 6.A)

Also active as: real estate broker/agent, insurance broker or agent, accountant or accounting firm

Disclosures reported on Form ADV

None reported

Latest Form ADV filing

2026-05-07

State registered (AZ) investment adviser, CRD 118168, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

• SEC IAPD summary for CRD 118168 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
• FINRA BrokerCheck — look up the individual advisers at this firm.
• Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.