High Plains Investment Advisors, INC.
Financial planning in Lubbock, TX
SEC registeredNo commissions reported
Public-record details
- Address
- 7021 Kewanee Ave., Suite 5-102, Lubbock, TX 79424
- Phone
- (806) 793-7934
- Listed under
- Financial planning, Hourly fees, Flat / fixed fees, % of assets managed
- CRD number
- 114404
- Registration
- SEC registered since 2022-09-22
- Compensation (Form ADV 5.E)
- Percentage of assets under management; Hourly charges; Fixed fees
- Commissions
- None reported (Form ADV Item 5.E)
- Services (Form ADV 5.G)
- Financial planning; Portfolio management for individuals/small businesses; Educational seminars/workshops
- Regulatory assets under management
- $191.2 million
- Accounts managed
- 415
- Clients reported (Form ADV 5.D)
- 137
- Individual / high-net-worth clients
- 103 / 25
- Employees
- 2
- Other business activities (Form ADV 6.A)
- None reported
- Disclosures reported on Form ADV
- Yes — see IAPD for details
- Latest Form ADV filing
- 2026-02-09
Read the official record
- SEC IAPD summary for CRD 114404 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums), and details of the disclosures reported on Form ADV.
- FINRA BrokerCheck — look up the individual advisers at this firm.
- Firm website (as listed on Form ADV)
All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.
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