Rubicon Financial Network

Public-record details

Address

2181 E. Warner Road, Suite 101, Tempe, AZ 85284

Phone

(480) 650-9517

Listed under

Financial planning, Hourly fees, Flat / fixed fees, % of assets managed

Legal name

Pfaffmann Financial, INC.

CRD number

113980

Registration

State registered: AZ

Compensation (Form ADV 5.E)

Percentage of assets under management; Hourly charges; Fixed fees; Other (Referral Fees From Third-Party Investment Advisers)

Commissions

None reported (Form ADV Item 5.E)

Services (Form ADV 5.G)

Financial planning; Portfolio management for individuals/small businesses; Selection of other advisers

Regulatory assets under management

$1.3 million

Accounts managed

5

Clients reported (Form ADV 5.D)

4

Individual / high-net-worth clients

4 / 0

Employees

1

Other business activities (Form ADV 6.A)

None reported

Disclosures reported on Form ADV

None reported

Latest Form ADV filing

2026-03-19

State registered (AZ) investment adviser, CRD 113980, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

• SEC IAPD summary for CRD 113980 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
• FINRA BrokerCheck — look up the individual advisers at this firm.

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.