Spc
Financial planning in Ann Arbor, MI
SEC registeredNo commissions reported
Public-record details
- Address
- 300 Parkland Plaza, Ann Arbor, MI 48103
- Phone
- (734) 663-1611
- Listed under
- Financial planning, Hourly fees, Flat / fixed fees, % of assets managed, Retirement plan consulting
- Legal name
- Sigma Planning Corporation
- CRD number
- 110692
- Registration
- SEC registered since 1984-01-11
- Compensation (Form ADV 5.E)
- Percentage of assets under management; Hourly charges; Fixed fees; Other (Seminar Attendance Fees)
- Commissions
- None reported (Form ADV Item 5.E)
- Services (Form ADV 5.G)
- Financial planning; Portfolio management for individuals/small businesses; Pension consulting; Selection of other advisers; Educational seminars/workshops
- Regulatory assets under management
- $6.1 billion
- Accounts managed
- 26,433
- Clients reported (Form ADV 5.D)
- 30,916
- Individual / high-net-worth clients
- 29,763 / 832
- Employees
- 471
- Other business activities (Form ADV 6.A)
- None reported
- Disclosures reported on Form ADV
- Yes — see IAPD for details
- Latest Form ADV filing
- 2026-05-07
Read the official record
- SEC IAPD summary for CRD 110692 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums), and details of the disclosures reported on Form ADV.
- FINRA BrokerCheck — look up the individual advisers at this firm.
- Firm website (as listed on Form ADV)
All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.
Other advisers in Ann Arbor
A B L E Wealth Management Solutions LLCState registeredNo commissions reportedArbor Investment ManagementSEC registeredNo commissions reportedArbor Trust Wealth Advisors, LLCSEC registeredNo commissions reportedArborfi Advisors, LLCSEC registeredNo commissions reportedBoardwalk Wealth ManagementState registeredNo commissions reportedColumbia Asset Management, L.L.C.SEC registeredNo commissions reportedConcorde Asset Management, LLCSEC registeredNo commissions reportedCreo Global Capital LLCState registeredNo commissions reported