Tanaka Capital Management INC

Flat / fixed fees in Greenwich, CT

SEC registeredNo commissions reported

Call (212) 490-3380 Send a message Map ↗

Public-record details

Address: 777 West Putnam Avenue, Suite 300, Greenwich, CT 06830
Phone: (212) 490-3380
Listed under: Flat / fixed fees, % of assets managed
CRD number: 109888
Registration: SEC registered since 1987-02-10
Compensation (Form ADV 5.E): Percentage of assets under management; Fixed fees
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Portfolio management for individuals/small businesses
Regulatory assets under management: $69.4 million
Accounts managed: 21
Clients reported (Form ADV 5.D): 18
Individual / high-net-worth clients: 9 / 7
Employees: 3
Other business activities (Form ADV 6.A): None reported
Disclosures reported on Form ADV: None reported
Latest Form ADV filing: 2026-07-17

SEC registered investment adviser, CRD 109888, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 109888 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
FINRA BrokerCheck — look up the individual advisers at this firm.
Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

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