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Scholtz & Company, LLC

Financial planning in Stamford, CT

SEC registeredNo commissions reported

Call (203) 714-9900Send a messageMap ↗

Public-record details

Address
107 Elm Street, Four Stamford Plaza, 5th Floor, Stamford, CT 06902
Phone
(203) 714-9900
Listed under
Financial planning, Flat / fixed fees, % of assets managed
Legal name
Scholtz & Company, L.L.C.
CRD number
107363
Registration
SEC registered since 2013-04-03
Compensation (Form ADV 5.E)
Percentage of assets under management; Fixed fees
Commissions
None reported (Form ADV Item 5.E)
Services (Form ADV 5.G)
Financial planning; Portfolio management for individuals/small businesses
Regulatory assets under management
$340.5 million
Accounts managed
380
Clients reported (Form ADV 5.D)
206
Individual / high-net-worth clients
102 / 102
Employees
7
Other business activities (Form ADV 6.A)
None reported
Disclosures reported on Form ADV
None reported
Latest Form ADV filing
2026-03-16

SEC registered investment adviser, CRD 107363, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

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