Thames Asset Management, INC

Public-record details

Address

One University Plaza, Suite 311, Hackensack, NJ 07601

Phone

(201) 525-1222

Listed under

Financial planning, Hourly fees, % of assets managed

CRD number

106559

Registration

State registered: FL, NJ, NY

Compensation (Form ADV 5.E)

Percentage of assets under management; Hourly charges

Commissions

None reported (Form ADV Item 5.E)

Services (Form ADV 5.G)

Financial planning; Portfolio management for individuals/small businesses

Regulatory assets under management

$41.8 million

Accounts managed

66

Clients reported (Form ADV 5.D)

65

Individual / high-net-worth clients

58 / 7

Employees

1

Other business activities (Form ADV 6.A)

Also active as: accountant or accounting firm

Disclosures reported on Form ADV

None reported

Latest Form ADV filing

2026-02-05

State registered (FL, NJ, NY) investment adviser, CRD 106559, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

• SEC IAPD summary for CRD 106559 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
• FINRA BrokerCheck — look up the individual advisers at this firm.
• Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.