Pgim, INC.

Public-record details

Address

655 Broad St., Newark, NJ 07102

Phone

(973) 367-6335

Listed under

Flat / fixed fees, % of assets managed

CRD number

105676

Registration

SEC registered since 1984-12-07

Compensation (Form ADV 5.E)

Percentage of assets under management; Fixed fees; Performance-based fees; Other (Cost Basis for Certain Affiliated Parties, and Transaction Fees)

Commissions

None reported (Form ADV Item 5.E)

Services (Form ADV 5.G)

Selection of other advisers; Educational seminars/workshops

Regulatory assets under management

$1131.6 billion

Accounts managed

938

Clients reported (Form ADV 5.D)

611

Employees

1990

Other business activities (Form ADV 6.A)

None reported

Disclosures reported on Form ADV

None reported

Latest Form ADV filing

2026-04-28

SEC registered investment adviser, CRD 105676, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

• SEC IAPD summary for CRD 105676 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
• FINRA BrokerCheck — look up the individual advisers at this firm.
• Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.