Professional Financial Advisors INC

Financial planning in San Juan Capistrano, CA

State registeredNo commissions reported

Call (949) 493-5900 Send a message Map ↗

Public-record details

Address: 30240 Rancho Viejo Road, Suite a, San Juan Capistrano, CA 92675
Phone: (949) 493-5900
Listed under: Financial planning, Hourly fees, % of assets managed
CRD number: 105296
Registration: State registered: CA
Compensation (Form ADV 5.E): Percentage of assets under management; Hourly charges
Commissions: None reported (Form ADV Item 5.E)
Services (Form ADV 5.G): Financial planning; Portfolio management for individuals/small businesses
Regulatory assets under management: $23.6 million
Accounts managed: 30
Clients reported (Form ADV 5.D): 26
Individual / high-net-worth clients: 26 / 0
Employees: 2
Other business activities (Form ADV 6.A): Also active as: registered representative of a broker-dealer
Disclosures reported on Form ADV: None reported
Latest Form ADV filing: 2025-02-21

State registered (CA) investment adviser, CRD 105296, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

SEC IAPD summary for CRD 105296 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
FINRA BrokerCheck — look up the individual advisers at this firm.
Firm website (as listed on Form ADV)

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

Other advisers in San Juan Capistrano

Capital Financial Consultants Group, INC.31461 Rancho Viejo Road, Suite 104 · San Juan Capistrano, CA 92675 · (949) 248-8800 · Financial planningCRD 133657 · % of assets, Hourly charges, Fixed fees · $37.3 million AUMState registeredNo commissions reported Cdfinancial30270 Rancho Viejo Rd, Suite D · San Juan Capistrano, CA 92675 · (949) 359-5100 · Financial planningCRD 165317 · % of assets, Hourly charges, Fixed fees · $99.7 million AUMState registeredNo commissions reported Doll Capital Advisors Incorporated30448 Rancho Viejo Rd, Suite 140 · San Juan Capistrano, CA 92675 · (949) 497-6366 · Financial planningCRD 134089 · % of assets, Hourly charges, Fixed fees · $76.0 million AUMState registeredNo commissions reported Iq Trends Private Client Asset Management27132 Paseo Espada, Suite B1222 · San Juan Capistrano, CA 92675 · (866) 927-5250 · Hourly feesCRD 118358 · % of assets, Hourly charges · $62.8 million AUMState registeredNo commissions reported Miller Financial Services, INC.29122 Rancho Viejo Rd, Suite 101 · San Juan Capistrano, CA 92675 · (949) 218-9419 · Financial planningCRD 339220 · % of assets · $127.0 million AUMSEC registeredNo commissions reported Optivest, INC.30448 Rancho Viejo Road, Suite 230 · San Juan Capistrano, CA 92675 · (949) 363-8686 · Financial planningCRD 137070 · % of assets, Hourly charges, Fixed fees · $319.4 million AUMSEC registeredNo commissions reported Service One Financial27131 Calle Arroyo, Suite 1722 · San Juan Capistrano, CA 92675 · (949) 305-9911 · Financial planningCRD 149137 · % of assets, Hourly charges, Fixed fees · $4.2 million AUMState registeredNo commissions reported

All 8 in San Juan Capistrano →