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Brockenbrough

Financial planning in Richmond, VA

SEC registeredNo commissions reported

Call (804) 288-0404Send a messageMap ↗

Public-record details

Address
920 Libbie Ave., Suite 201, Richmond, VA 23226
Phone
(804) 288-0404
Listed under
Financial planning, Flat / fixed fees, % of assets managed
Legal name
Lowe, Brockenbrough & Company, INC.
CRD number
105142
Registration
SEC registered since 1970-07-01
Compensation (Form ADV 5.E)
Percentage of assets under management; Fixed fees; Performance-based fees
Commissions
None reported (Form ADV Item 5.E)
Services (Form ADV 5.G)
Financial planning; Portfolio management for individuals/small businesses; Selection of other advisers
Regulatory assets under management
$5.5 billion
Accounts managed
568
Clients reported (Form ADV 5.D)
568
Individual / high-net-worth clients
118 / 364
Employees
31
Other business activities (Form ADV 6.A)
None reported
Disclosures reported on Form ADV
None reported
Latest Form ADV filing
2026-05-13

SEC registered investment adviser, CRD 105142, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.

All figures are self-reported by the firm on Form ADV Part 1A. The firm's Part 2A brochure (linked from IAPD) explains its fees, minimums and conflicts of interest in plain language — read it before you sign.

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