Hoertkorn Richard Charles

Public-record details

Address

1112 Sir Francis Drake Blvd., Kentfield, CA 94904

Phone

(415) 482-8899

Listed under

Hourly fees, % of assets managed

CRD number

104649

Registration

SEC registered since 1972-02-03

Compensation (Form ADV 5.E)

Percentage of assets under management; Hourly charges

Commissions

None reported (Form ADV Item 5.E)

Services (Form ADV 5.G)

Portfolio management for individuals/small businesses

Regulatory assets under management

$282.5 million

Accounts managed

80

Clients reported (Form ADV 5.D)

74

Individual / high-net-worth clients

23 / 51

Employees

2

Other business activities (Form ADV 6.A)

Also active as: real estate broker/agent

Disclosures reported on Form ADV

None reported

Latest Form ADV filing

2026-02-09

SEC registered investment adviser, CRD 104649, per the SEC IAPD compilation report of 2026-09-29. Source: SEC Investment Adviser Public Disclosure (IAPD) (record). Data as of 2026-09-30.

Read the official record

• SEC IAPD summary for CRD 104649 — registration, Form ADV, the Part 2 brochure (fees, conflicts, minimums).
• FINRA BrokerCheck — look up the individual advisers at this firm.

Figures are what the firm reported on Form ADV Part 1A. “No commissions reported” means the firm did not check commissions as a form of compensation in Item 5.E; check Item 6.A activities and the Part 2 brochure for other conflicts. We do not rate or rank advisers.