Advisers in Rochester, NY
32 advisers in Rochester — 32 registered with SEC or state. Alphabetical. We do not rate or rank advisers.
Financial planning (25)Hourly fees (20)Flat / fixed fees (21)% of assets managed (31)Retirement plan consulting (9)
Featured spots in Rochester, NY are open. Reach people looking for a financial adviser who is paid by them, not by product sales searching in Rochester, NY — flat monthly price, no per-lead fees.See pricing
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Ashton Thomas Securities, LLCSEC registeredNo commissions reportedBarrett Wealth ManagementState registeredNo commissions reportedCastle Advisors Group, LLCState registeredNo commissions reportedCore Alpha, INC.SEC registeredNo commissions reportedElevation Investment ConsultingState registeredNo commissions reportedFiduciary First Advising, LLCState registeredNo commissions reportedFien Capital Management, LLCSEC registeredNo commissions reportedFirst Main CapitalState registeredNo commissions reportedFsp Advisors, INC.State registeredNo commissions reportedHayes Asset Management, LLCSEC registeredNo commissions reported
High Falls Advisors, INC.SEC registeredNo commissions reportedHighland Wealth Advisory LLCState registeredNo commissions reportedHighroad Wealth Advisers, LLCState registeredNo commissions reportedHowe and Rusling, INC.SEC registeredNo commissions reportedIconoclastic Capital Management LLCSEC registeredNo commissions reportedIndiano Capital ManagementSEC registeredNo commissions reportedLayline AdvisorsSEC registeredNo commissions reportedLifemark Securities Corp.SEC registeredNo commissions reportedLinden Financial Consultants, LLCState registeredNo commissions reportedNorthlanding Financial Partners, LLCSEC registeredNo commissions reportedNovem GroupSEC registeredNo commissions reportedOak Crest Advisory, LLCSEC registeredNo commissions reportedPrentice Wealth Management LLCSEC registeredNo commissions reportedRise Advisors, LLCSEC registeredNo commissions reportedRochester InvestmentsSEC registeredNo commissions reportedSage, Rutty & CO., INC.SEC registeredNo commissions reportedSeneca Financial Advisors LLCSEC registeredNo commissions reportedStone Oak Capital LLCSEC registeredNo commissions reportedW & S Management Services, INC.SEC registeredNo commissions reportedWealth Strategies & Solutions, LTD.State registeredNo commissions reportedWgs Management Services, INCSEC registeredNo commissions reportedWhitney & CompanySEC registeredNo commissions reported
Talking to advisers in Rochester? Ask each for its Form CRS and Form ADV Part 2A brochure, ask “Are you a fiduciary at all times for my accounts?”, and get every fee in writing. See questions to ask.
Listed from SEC Investment Adviser Public Disclosure — compilation reports, SEC IAPD firm summaries. Order: alphabetical — we do not rank advisers — never paid. Is something wrong? Tell us.