Fee-OnlyFinder

Advisers in Springfield, MA

4 advisers in Springfield — 4 registered with SEC or state. Alphabetical. We do not rate or rank advisers.

Financial planning (3)

All advisers

Mml Investors Services, LLC1295 State Street · Springfield, MA 01111 · (413) 226-0000 · Financial planningCRD 10409 · % of assets, Hourly charges, Fixed fees · $115.6 billion AUMSEC registeredNo commissions reportedSchwerin Boyle Capital Management, INCOne Monarch Place, Suite 700, 1414 Main Street · Springfield, MA 01144 · (413) 784-0990 · % of assets managedCRD 105004 · % of assets, Performance-based fees · $1.2 billion AUMSEC registeredNo commissions reportedSt. Germain Investment Management1500 Main St, 25th Floor · Springfield, MA 01115 · (413) 733-5111 · Financial planningCRD 155186 · % of assets · $3.8 billion AUMSEC registeredNo commissions reportedUSA 401kOne Financial Plaza, 1350 Main Street · Springfield, MA 01103 · (413) 636-1614 · Financial planningCRD 331130 · % of assets · $8,135 AUMState registeredNo commissions reported
Talking to advisers in Springfield? Ask each for its Form CRS and Form ADV Part 2A brochure, ask “Are you a fiduciary at all times for my accounts?”, and get every fee in writing. See questions to ask.

Listed from SEC Investment Adviser Public Disclosure — compilation reports, SEC IAPD firm summaries. Order: alphabetical — we do not rank advisers — never paid. Is something wrong? Tell us.