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Advisers in Santa Ana, CA

9 advisers in Santa Ana — 9 registered with SEC or state. Alphabetical. We do not rate or rank advisers.

Financial planning (4)Hourly fees (4)Flat / fixed fees (6)

All advisers

7 Summits Investment Management, LLC19800 Macarthur Boulevard, Santa Ana CA · Santa Ana, CA 92704 · (714) 914-0408 · % of assets managedCRD 331963 · % of assets · $1.2 million AUMState registeredNo commissions reported Abacus Wealth International (Awi)132 East Dyer Rd. · Santa Ana, CA 92707 · (949) 436-6083 · Financial planningCRD 308998 · % of assets, Hourly charges, Fixed fees · $274,000 AUMState registeredNo commissions reported Capstone Wealth Management, INC901 W. Civic Center Dr., Suite 160 · Santa Ana, CA 92703 · (714) 772-4744 · Financial planningCRD 172040 · % of assets · $34.1 million AUMState registeredNo commissions reported Cobb Planning Group1206 N. Broadway · Santa Ana, CA 92701 · (714) 550-9456 · Hourly feesCRD 150880 · % of assets, Hourly charges, Fixed fees · $1.6 million AUMState registeredNo commissions reported Legacy Advisory Group, INC1932 E Deere Ave, Ste 220 · Santa Ana, CA 92705 · (949) 825-6031 · % of assets managedCRD 328470 · % of assets · $53.2 million AUMState registeredNo commissions reported Linda A. Barlow, Cfp2700 N. Main Street, Ste 850 · Santa Ana, CA 92705 · (714) 953-1232 · Financial planningCRD 111643 · % of assets, Hourly charges, Fixed fees · $239.6 million AUMSEC registeredNo commissions reported Prosperity Road, LLC12341 Newport Avenue, Ste. A-100 · Santa Ana, CA 92705 · (714) 241-0212 · Financial planningCRD 281894 · % of assets, Hourly charges, Fixed fees · $172.3 million AUMSEC registeredNo commissions reported Qualified Plan Advisory, LLC901 W. Civic Center Dr, Suite 400 · Santa Ana, CA 92703 · (714) 486-4544 · Flat / fixed feesCRD 135324 · % of assets, Fixed fees · $104.8 million AUMState registeredNo commissions reported Sector Logic, LP200 E. Sandpointe Ave, Suite 315 · Santa Ana, CA 92707 · (949) 334-3040 · Flat / fixed feesCRD 143470 · % of assets, Fixed fees, Performance-based fees · $43.8 million AUMState registeredNo commissions reported

Talking to advisers in Santa Ana? Ask each for its Form CRS and Form ADV Part 2A brochure, ask “Are you a fiduciary at all times for my accounts?”, and get every fee in writing. See questions to ask.

Listed from SEC Investment Adviser Public Disclosure — compilation reports, SEC IAPD firm summaries. Order: alphabetical — we do not rank advisers — never paid. Is something wrong? Tell us.